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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $3,337,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 357,436 1,183,000 35.45%
2 LLBH PRIVATE WEALTH MANAGEMENT, LLC 124,591 404,000 12.11%
3 GOLDMAN SACHS GROUP INC 100,845 327,000 9.80%
4 Apriem Advisors 70,962 230,000 6.89%
5 BROWN ADVISORY INC 71,065 230,000 6.89%
6 Granite Point Capital Management, L.P. 67,500 219,000 6.56%
7 Frontier Wealth Management LLC 47,000 152,000 4.55%
8 GEODE CAPITAL MANAGEMENT, LLC 43,929 145,000 4.35%
9 MORGAN STANLEY 41,500 135,000 4.05%
10 VANGUARD GROUP INC 28,975 96,000 2.88%
11 CITADEL ADVISORS LLC 28,172 93,000 2.79%
12 BlackRock Fund Advisors 15,914 52,000 1.56%
13 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 6,959 23,000 0.69%
14 PERCEPTIVE ADVISORS LLC 4,000 13,000 0.39%
15 Cordasco Financial Network 3,100 12,000 0.36%
16 BANK OF AMERICA CORP /DE/ 2,447 8,000 0.24%
17 Financial Architects, Inc 2,000 6,000 0.18%
18 BLACKROCK ADVISORS LLC 1,665 5,000 0.15%
19 Tower Research Capital LLC (TRC) 570 2,000 0.06%
20 Walleye Trading LLC 200 1,000 0.03%
21 BlackRock Investment Management, LLC 410 1,000 0.03%
22 MSI Financial Services Inc 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.