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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 7,065 holdings with a total value of $82,940,530,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 NV5 GLOBAL INC COM 26 0 0.00%
2 AEGEAN MARINE PETROLEUM NETW 24 0 0.00%
3 TRIANGLE PETE CORP 200 0 0.00% Put
4 Capstone Turbine 330 0 0.00%
5 INVESCO SR INCOME TR 32 0 0.00%
6 BEBE STORES INC 1,700 0 0.00% Put
7 Magnum Hunter Resources Corp 5,300 0 0.00% Put
8 EMPRESA DIST Y COMERCIAL NOR 13 0 0.00%
9 * SANDRIDGE ENERGY INC COM 789,600 0 0.00% Call
10 PENDRELL CORP 1,665 0 0.00%
11 Paragon Offshore PLC 1,933 0 0.00%
12 LEJU HLDGS LTD 95 0 0.00% Put
13 Dex Media Inc 4,286 0 0.00%
14 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 33 0 0.00% Call
15 RYERSON HLDG CORP COM 58 0 0.00%
16 BANCO SANTANDER BRASIL S A 84 0 0.00%
17 ROCK CREEK PHARMACEUTICALS I 59 0 0.00%
18 GERDAU S A 100 0 0.00% Call
19 Magnum Hunter Resources Corp 5,452 0 0.00%
20 Key Energy Services, Inc. 23,795 0 0.00%
21 EMPRESAS ICA S A DE CV 454 0 0.00%
22 Nomura Holdings Inc 65 0 0.00%
23 SECOND SIGHT MED PRODS INC 62 0 0.00%
24 FUELCELL ENERGY INC COM 34,200 0 0.00% Call
25 GERDAU S A 400 0 0.00% Put
26 SEVENTY SEVEN ENERGY INC - escrow shares 322 0 0.00% Put
27 BIOAMBER INC 91 0 0.00%
28 Sunesis Pharmaceuticals I 82 0 0.00%
29 SEARS CDA INC 50 0 0.00%
30 Novacopper Inc 75 0 0.00%
31 Penn Virginia Corp 851 0 0.00%
32 CITIGROUP INC 113,610 0 0.00%
33 TRANSENTERIX INC 233 0 0.00%
34 DRYSHIPS INC 235,105 0 0.00%
35 EXCO RESOURCES INC 110,004 0 0.00%
36 FIVE9 INC 124 0 0.00%
37 BEBE STORES INC 148 0 0.00%
38 TOKAI PHARMACEUTICALS INC COM 49 0 0.00%
39 REALNETWORKS INC 121 0 0.00%
40 MERUS LABS INTL INC NEW 100 0 0.00%
41 VALHI INC NEW COM 400 0 0.00%
42 GENERAL MOLY INC 600 0 0.00% Call
43 ORIGIN AGRITECH LIMITED 1 0 0.00%
44 CITIGROUP INC WRNT BEXP 10/28/2018 225,392 0 0.00%
45 * SANDRIDGE ENERGY INC COM 542,409 0 0.00%
46 THOMPSON CREEK METALS CO COM 42,700 0 0.00% Call
47 HAMPTON ROADS BANKSHARES INC 242 0 0.00%
48 Nuveen Quality PFD Income Fd 9 0 0.00%
49 EMPIRE RESORTS INC COM NEW 81 0 0.00%
50 NUVEEN PREM INCOME MUN FD 2 31 0 0.00%
Page 1 of 142

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-15-000184, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.