| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,254,072 | 17,118,000 | 13.13% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,209,131 | 16,505,000 | 12.66% | ||
| 3 | UBS Group AG | 1,064,044 | 14,524,000 | 11.14% | ||
| 4 | Karpus Management, Inc. | 611,959 | 8,353,000 | 6.41% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 546,089 | 7,455,000 | 5.72% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 485,505 | 6,627,000 | 5.08% | ||
| 7 | Invesco Ltd. | 448,667 | 6,124,000 | 4.70% | ||
| 8 | MORGAN STANLEY | 432,698 | 5,906,000 | 4.53% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 423,346 | 5,779,000 | 4.43% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 406,737 | 5,552,000 | 4.26% | ||
| 11 | Samson Capital Advisors LLC | 299,145 | 4,083,000 | 3.13% | ||
| 12 | OAK HILL ADVISORS LP | 284,100 | 3,878,000 | 2.98% | ||
| 13 | WELLS FARGO & COMPANY/MN | 228,729 | 3,123,000 | 2.40% | ||
| 14 | COHEN & STEERS, INC. | 212,448 | 2,900,000 | 2.22% | ||
| 15 | Advisors Asset Management, Inc. | 124,924 | 1,705,000 | 1.31% | ||
| 16 | VAN ECK ASSOCIATES CORP | 110,273 | 1,505,000 | 1.15% | ||
| 17 | 1832 Asset Management L.P. | 100,000 | 1,370,000 | 1.05% | ||
| 18 | ROYAL BANK OF CANADA | 96,977 | 1,324,000 | 1.02% | ||
| 19 | AQR ARBITRAGE LLC | 91,456 | 1,248,000 | 0.96% | ||
| 20 | Liberty Street Advisors, Inc. | 75,112 | 1,025,000 | 0.79% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 74,781 | 1,021,000 | 0.78% | ||
| 22 | LPL Financial LLC | 71,874 | 980,000 | 0.75% | ||
| 23 | NORTHERN CAPITAL MANAGEMENT LLC | 69,315 | 946,000 | 0.73% | ||
| 24 | NATIONAL PLANNING CORP | 62,140 | 863,000 | 0.66% | ||
| 25 | FIFTH THIRD BANCORP | 60,779 | 830,000 | 0.64% | ||
| 26 | FIRST TRUST ADVISORS LP | 56,550 | 772,000 | 0.59% | ||
| 27 | HighTower Advisors, LLC | 45,659 | 622,000 | 0.48% | ||
| 28 | Global Endowment Management, LP | 39,630 | 541,000 | 0.42% | ||
| 29 | Tradewinds Capital Management, LLC | 38,305 | 523,000 | 0.40% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 36,339 | 496,000 | 0.38% | ||
| 31 | Concert Wealth Management Inc. | 33,557 | 457,000 | 0.35% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,357 | 428,000 | 0.33% | ||
| 33 | RAYMOND JAMES TRUST N.A. | 27,000 | 369,000 | 0.28% | ||
| 34 | BENJAMIN F. EDWARDS & COMPANY, INC. | 26,825 | 366,000 | 0.28% | ||
| 35 | Allen Investment Management, LLC | 26,376 | 360,000 | 0.28% | ||
| 36 | Arete Wealth Advisors, LLC | 24,700 | 337,000 | 0.26% | ||
| 37 | USCA RIA LLC | 24,621 | 336,000 | 0.26% | ||
| 38 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 24,000 | 328,000 | 0.25% | ||
| 39 | Horizon Kinetics LLC | 23,118 | 316,000 | 0.24% | ||
| 40 | Commonwealth Equity Services, Inc | 21,483 | 293,000 | 0.22% | ||
| 41 | Capital Investment Advisors, LLC | 21,150 | 289,000 | 0.22% | ||
| 42 | WEDBUSH SECURITIES INC | 19,850 | 271,000 | 0.21% | ||
| 43 | GSA CAPITAL PARTNERS LLP | 19,100 | 261,000 | 0.20% | ||
| 44 | Yellowstone Partners, LLC | 19,096 | 261,000 | 0.20% | ||
| 45 | BAIRD FINANCIAL GROUP, INC. | 15,533 | 212,000 | 0.16% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,689 | 211,000 | 0.16% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 15,113 | 206,000 | 0.16% | ||
| 48 | VICUS CAPITAL | 14,886 | 203,000 | 0.16% | ||
| 49 | Creative Planning | 14,587 | 199,000 | 0.15% | ||
| 50 | Carnick & Kubik, LLC | 12,600 | 171,985 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
