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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
6701 PAR TECHNOLOGY CORP 34 0 0.00%
6702 LMI Aerospace, Inc. 21 0 0.00%
6703 ENERGY FUELS INC COM 86 0 0.00%
6704 MEDALLION FINL CORP 36 0 0.00%
6705 REPROS THERAPEUTICS INC 39 0 0.00%
6706 APTEVO THERAPEUTICS INC COM 89 0 0.00%
6707 GEVO INC 96 0 0.00%
6708 NAVIOS MARITIME MIDSTREAM LP 23 0 0.00%
6709 MEDLEY MGMT INC 39 0 0.00%
6710 BON-TON STORES INC 40 0 0.00%
6711 PARETEUM CORP 12 0 0.00%
6712 ASTERIAS BIOTHERAPEUTICS INC COM SER A 53 0 0.00%
6713 ALIMERA SCIENCES INC 93 0 0.00%
6714 Navidea Biopharm Inc 23 0 0.00%
6715 HARMONY GOLD MINING CO LTD 90 0 0.00%
6716 NETSOL 31 0 0.00%
6717 CADIZ INC COM NEW 17 0 0.00%
6718 ORIGIN AGRITECH LIMITED SHS 1 0 0.00%
6719 ELLINGTON FINANCIAL 16 0 0.00%
6720 XINYUAN REAL ESTATE CO LTD SPONS ADR 49 0 0.00%
6721 BLACK DIAMOND INC COM 60 0 0.00%
6722 DRYSHIPS INC 2 0 0.00%
6723 INTERSECTIONS INC COM 31 0 0.00%
6724 BLACKROCK FLOATING RATE INCO 21 0 0.00%
6725 HOUSTON AMERN ENERGY CORP 38 0 0.00%
6726 ELEVEN BIOTHERAPEUTICS INC 13 0 0.00%
6727 MAST THERAPEUTICS 400 0 0.00%
6728 LEJU HLDGS LTD SPONSORED ADS 81 0 0.00%
6729 NQ MOBILE INC 76 0 0.00%
6730 HALYARD HEALTH INC 12 0 0.00% Call
6731 ALLIANZGI EQUITY CONV INCO 15 0 0.00%
6732 MADRIGAL PHARMACEUTICALS INC 4 0 0.00%
6733 GOLD RESOURCE CORP 23 0 0.00%
6734 EIGER BIOPHARMACEUTICALS INC 4 0 0.00%
6735 PACIFIC COAST OIL TR 47 0 0.00%
6736 GLOBALSTAR INC 100 0 0.00% Put
6737 BANCO SANTANDER CHILE NEW 9 0 0.00%
6738 NAVIOS MARITIME PARTNERS L P 1 0 0.00%
6739 CREDIT SUISSE NASSAU BRH 9 0 0.00%
6740 BioDelivery Sciences International Inc 57 0 0.00%
Page 135 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.