| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 5,398,794 | 9,448,000 | 22.62% | ||
| 2 | AMERIPRISE FINANCIAL INC | 3,143,737 | 5,503,000 | 13.18% | ||
| 3 | STONEPINE CAPITAL MANAGEMENT, LLC | 2,600,711 | 4,551,000 | 10.90% | ||
| 4 | VANGUARD GROUP INC | 2,227,483 | 3,898,000 | 9.33% | ||
| 5 | BlackRock Institutional Trust Company, N.A. | 1,049,422 | 1,836,000 | 4.40% | ||
| 6 | Grandeur Peak Global Advisors, LLC | 950,456 | 1,663,000 | 3.98% | ||
| 7 | BANK OF MONTREAL /CAN/ | 724,927 | 1,232,000 | 2.95% | ||
| 8 | SABBY MANAGEMENT, LLC | 698,235 | 1,222,000 | 2.93% | ||
| 9 | Avoro Capital Advisors LLC | 644,176 | 1,127,000 | 2.70% | ||
| 10 | BAILARD, INC. | 558,000 | 977,000 | 2.34% | ||
| 11 | ROYCE & ASSOCIATES LP | 551,200 | 965,000 | 2.31% | ||
| 12 | BLAIR WILLIAM & CO/IL | 503,697 | 881,000 | 2.11% | ||
| 13 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 500,000 | 875,000 | 2.10% | ||
| 14 | GEODE CAPITAL MANAGEMENT, LLC | 470,068 | 822,000 | 1.97% | ||
| 15 | MORGAN STANLEY | 330,588 | 578,000 | 1.38% | ||
| 16 | SHEPHERD KAPLAN KROCHUK, LLC | 286,642 | 502,000 | 1.20% | ||
| 17 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 262,900 | 460,000 | 1.10% | ||
| 18 | DEUTSCHE BANK AG\ | 238,000 | 416,000 | 1.00% | ||
| 19 | SEARLE & CO. | 234,100 | 410,000 | 0.98% | ||
| 20 | BAKER BROS. ADVISORS LP | 210,021 | 368,000 | 0.88% | ||
| 21 | Engaged Capital LLC | 188,750 | 330,000 | 0.79% | ||
| 22 | BlackRock Fund Advisors | 146,064 | 256,000 | 0.61% | ||
| 23 | NORTHERN TRUST CORP | 130,058 | 228,000 | 0.55% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 119,600 | 209,000 | 0.50% | Call | |
| 25 | OXFORD ASSET MANAGEMENT LLP | 107,945 | 189,000 | 0.45% | ||
| 26 | KRILOGY FINANCIAL LLC | 104,000 | 182,000 | 0.44% | ||
| 27 | A.R.T. Advisors, LLC | 98,100 | 171,000 | 0.41% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 81,500 | 143,000 | 0.34% | Put | |
| 29 | GSA CAPITAL PARTNERS LLP | 81,094 | 142,000 | 0.34% | ||
| 30 | TIAA CREF INVESTMENT MANAGEMENT LLC | 81,150 | 142,000 | 0.34% | ||
| 31 | GOLDMAN SACHS GROUP INC | 80,544 | 141,000 | 0.34% | ||
| 32 | CREDIT SUISSE AG/ | 73,233 | 129,000 | 0.31% | ||
| 33 | CITADEL ADVISORS LLC | 68,585 | 120,000 | 0.29% | ||
| 34 | ACADIAN ASSET MANAGEMENT LLC | 67,277 | 118,000 | 0.28% | ||
| 35 | Janney Montgomery Scott LLC | 64,650 | 113,000 | 0.27% | ||
| 36 | STATE STREET CORP | 51,562 | 90,000 | 0.22% | ||
| 37 | NEXT Financial Group, Inc | 49,850 | 87,000 | 0.21% | ||
| 38 | TIVERTON ASSET MANAGEMENT LLC | 47,517 | 83,000 | 0.20% | ||
| 39 | Bank of New York Mellon Corp | 44,594 | 78,000 | 0.19% | ||
| 40 | Parallax Volatility Advisers, L.P. | 44,700 | 78,000 | 0.19% | Call | |
| 41 | Archford Capital Strategies, LLC | 40,000 | 70,000 | 0.17% | ||
| 42 | Cutter & CO Brokerage, Inc. | 38,280 | 67,000 | 0.16% | ||
| 43 | BUCKINGHAM STRATEGIC WEALTH, LLC | 35,600 | 62,000 | 0.15% | ||
| 44 | PRICE T ROWE ASSOCIATES INC /MD/ | 31,500 | 55,000 | 0.13% | ||
| 45 | ELKFORK PARTNERS LLC | 29,954 | 52,000 | 0.12% | ||
| 46 | TWO SIGMA SECURITIES, LLC | 27,884 | 49,000 | 0.12% | ||
| 47 | TFS CAPITAL LLC | 25,517 | 45,000 | 0.11% | ||
| 48 | GLEN HARBOR CAPITAL MANAGEMENT LLC | 24,668 | 43,000 | 0.10% | ||
| 49 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,659 | 43,000 | 0.10% | ||
| 50 | CITADEL ADVISORS LLC | 20,300 | 36,000 | 0.09% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
