| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,059,079 | 19,508,000 | 17.63% | ||
| 2 | MORGAN STANLEY | 1,049,523 | 19,332,000 | 17.47% | ||
| 3 | Advisors Asset Management, Inc. | 725,711 | 13,371,000 | 12.09% | ||
| 4 | WELLS FARGO & COMPANY/MN | 560,009 | 10,315,000 | 9.32% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 415,977 | 7,662,000 | 6.93% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 371,454 | 6,847,000 | 6.19% | ||
| 7 | UBS Group AG | 266,123 | 4,902,000 | 4.43% | ||
| 8 | Invesco Ltd. | 226,896 | 4,179,000 | 3.78% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 156,293 | 2,879,000 | 2.60% | ||
| 10 | ROYAL BANK OF CANADA | 137,499 | 2,533,000 | 2.29% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 118,419 | 2,181,000 | 1.97% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 90,533 | 1,668,000 | 1.51% | ||
| 13 | LPL Financial LLC | 81,722 | 1,527,000 | 1.38% | ||
| 14 | CITIGROUP INC | 81,013 | 1,493,000 | 1.35% | ||
| 15 | Shaker Financial Services, LLC | 76,743 | 1,414,000 | 1.28% | ||
| 16 | Global Endowment Management, LP | 60,000 | 1,105,000 | 1.00% | ||
| 17 | 1607 Capital Partners, LLC | 56,478 | 1,040,000 | 0.94% | ||
| 18 | TELEMUS CAPITAL, LLC | 45,052 | 830,000 | 0.75% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 44,488 | 820,000 | 0.74% | ||
| 20 | CORNERSTONE ADVISORS INC | 42,079 | 775,000 | 0.70% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 36,989 | 681,000 | 0.62% | ||
| 22 | ROTHSCHILD INVESTMENT LLC /IL | 34,718 | 640,000 | 0.58% | ||
| 23 | OPPENHEIMER & CO INC | 33,875 | 625,000 | 0.56% | ||
| 24 | Curi Capital, LLC | 23,643 | 436,000 | 0.39% | ||
| 25 | Concert Wealth Management Inc. | 22,275 | 410,000 | 0.37% | ||
| 26 | BRINKER CAPITAL INC | 20,022 | 376,000 | 0.34% | ||
| 27 | Brick & Kyle, Associates | 19,950 | 367,000 | 0.33% | ||
| 28 | Cetera Advisors LLC | 18,890 | 347,000 | 0.31% | ||
| 29 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 15,862 | 292,000 | 0.26% | ||
| 30 | TILLER PRIVATE WEALTH, INC. | 12,934 | 238,000 | 0.22% | ||
| 31 | SHEPHERD KAPLAN KROCHUK, LLC | 12,600 | 232,000 | 0.21% | ||
| 32 | Prospera Financial Services Inc | 12,298 | 227,000 | 0.21% | ||
| 33 | ADVISOR GROUP, INC. | 11,865 | 217,000 | 0.20% | ||
| 34 | GOLDMAN SACHS GROUP INC | 11,390 | 210,000 | 0.19% | ||
| 35 | NATIONAL PLANNING CORP | 10,350 | 198,000 | 0.18% | ||
| 36 | SG Americas Securities, LLC | 8,948 | 165,000 | 0.15% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 7,620 | 140,000 | 0.13% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,841 | 126,000 | 0.11% | ||
| 39 | GENEOS WEALTH MANAGEMENT INC. | 2,526 | 46,000 | 0.04% | ||
| 40 | D.A. DAVIDSON & CO. | 2,500 | 46,000 | 0.04% | ||
| 41 | Creative Planning | 2,457 | 45,000 | 0.04% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 37,000 | 0.03% | ||
| 43 | TRUST CO | 1,904 | 35,000 | 0.03% | ||
| 44 | CEDAR WEALTH MANAGEMENT, LLC | 1,695 | 31,000 | 0.03% | ||
| 45 | IFP ADVISORS, INC | 1,339 | 25,000 | 0.02% | ||
| 46 | Edge Wealth Management LLC | 1,050 | 19,000 | 0.02% | ||
| 47 | MSI Financial Services Inc | 937 | 17,000 | 0.02% | ||
| 48 | BANK OF MONTREAL /CAN/ | 769 | 14,000 | 0.01% | ||
| 49 | Financial Architects, Inc | 200 | 4,000 | 0.00% | ||
| 50 | Ancora Advisors LLC | 166 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
