Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000155) filed in 2015.01.26
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 687,450 70,979 10.19%
2 SPDR S&P 500 ETF TR 341,058 70,101 10.06%
3 ISHARES 20 YEAR TREASURY BOND ETF 536,643 67,574 9.70%
4 ISHARES TR 835,492 64,200 9.22%
5 VANGUARD INDEX FDS 402,826 42,700 6.13%
6 ISHARES TR 323,405 35,613 5.11%
7 TEVA PHARMACEUTICAL INDS LTD 250,300 14,395 2.07%
8 Spdr Ser Tr Nuveen Barcl 573,251 13,924 2.00%
9 SPDR SERIES TRUST 421,658 12,892 1.85%
10 ISHARES TR 88,179 10,400 1.49%
11 APPLE INC 79,868 8,816 1.27%
12 SELECT SECTOR SPDR TR 343,851 8,503 1.22%
13 ISHARES TR 36,261 7,501 1.08%
14 VANGUARD WORLD FD 71,195 7,438 1.07%
15 ISHARES TR 63,087 7,429 1.07%
16 VANGUARD WORLD FD 53,550 6,725 0.97%
17 VANGUARD WORLD FDS 51,114 6,402 0.92%
18 VANGUARD WORLD FDS 50,810 5,939 0.85%
19 SPDR SERIES TR 243,825 5,891 0.85%
20 VANGUARD WORLD FDS 49,830 5,323 0.76%
21 JOHNSON & JOHNSON 40,199 4,204 0.60%
22 EXXON MOBIL CORP 42,900 3,966 0.57%
23 MICROSOFT CORP 82,141 3,815 0.55%
24 ENANTA PHARMACEUTICALS INC 74,500 3,788 0.54%
25 SEAGATE TECHNOLOGY PLC 54,282 3,610 0.52%
26 Ryanair Hldgs Plc Adr 50,020 3,565 0.51%
27 ISHARES TR 57,361 3,490 0.50%
28 BT GROUP PLC 55,174 3,420 0.49%
29 ALASKA AIR GROUP INC 54,877 3,279 0.47%
30 VANGUARD INTL EQUITY INDEX F 67,975 3,185 0.46%
31 CHEVRON CORP NEW 28,062 3,148 0.45%
32 HUNTINGTON INGALLS INDS INC 26,813 3,015 0.43%
33 SPROTT PHYSICAL GOLD TRUST 306,380 2,994 0.43%
34 ISHARES RUSSELL 2000 VALUE ETF 29,210 2,970 0.43%
35 INTERNATIONAL BUSINESS MACHS 17,617 2,826 0.41%
36 DELUXE CORP COM 45,220 2,815 0.40%
37 ALLSTATE CORP 39,760 2,793 0.40%
38 BIODELIVERY SCIENCES INTL IN 232,000 2,789 0.40%
39 ISHARES MSCI ACWI EX US IDX FD 64,502 2,775 0.40%
40 HEALTH NET INC 50,251 2,690 0.39%
41 ICICI BANK LIMITED 230,350 2,661 0.38%
42 WESTERN DIGITAL CORP 23,498 2,601 0.37%
43 CISCO SYS INC 92,220 2,565 0.37%
44 VANGUARD WORLD FD 24,469 2,504 0.36%
45 VANGUARD INDEX FDS 30,138 2,441 0.35%
46 ANTHEM INC 18,552 2,331 0.33%
47 ISHARES TR 55,105 2,323 0.33%
48 FLAMEL TECHNOLOGIES SA SPONSORED ADR 135,000 2,313 0.33%
49 NORTHROP GRUMMAN CORP 15,674 2,310 0.33%
50 AUTOZONE INC 3,681 2,279 0.33%
Page 1 of 5
New Holding filing (0001085146-18-000232) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 DR REDDYS LABS LTD 15,000 757 51.25%
2 CREDICORP LTD 3,000 481 32.57%
3 COMPANIA DE MINAS BUENAVENTU 25,000 239 16.18%
Restatement filing (0001085146-18-000231) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
201 UNIFI INC COM NEW 9,500 282 0.04%
202 UNITED PARCEL SERVICE INC 3,350 372 0.05%
203 UNITED TECHNOLOGIES CORP 8,452 972 0.14%
204 UNITEDHEALTH GROUP INC 11,205 1,133 0.16%
205 VANGUARD BD INDEX FDS 2,928 241 0.03%
206 VANGUARD INDEX FDS 6,765 716 0.10%
207 VANGUARD INDEX FDS 9,840 929 0.13%
208 VANGUARD INDEX FDS 30,138 2,441 0.35%
209 VANGUARD INDEX FDS 402,826 42,700 6.04%
210 VANGUARD INTL EQUITY INDEX F 67,975 3,185 0.45%
211 VANGUARD INTL EQUITY INDEX F 23,404 937 0.13%
212 VANGUARD SCOTTSDALE FDS 3,010 259 0.04%
213 VANGUARD TAX-MANAGED FDS 11,361 430 0.06%
214 VANGUARD WHITEHALL FDS 12,338 848 0.12%
215 VANGUARD WORLD FD 24,469 2,504 0.35%
216 VANGUARD WORLD FD 71,195 7,438 1.05%
217 VANGUARD WORLD FD 53,550 6,725 0.95%
218 VANGUARD WORLD FD 9,060 1,011 0.14%
219 VANGUARD WORLD FDS 51,114 6,402 0.91%
220 VANGUARD WORLD FDS 14,434 1,223 0.17%
221 VANGUARD WORLD FDS 16,968 1,822 0.26%
222 VANGUARD WORLD FDS 50,810 5,939 0.84%
223 VANGUARD WORLD FDS 49,830 5,323 0.75%
224 VERIZON COMMUNICATIONS INC 48,029 2,247 0.32%
225 VONAGE HLDGS CORP 96,500 368 0.05%
226 WAL-MART STORES INC 4,412 379 0.05%
227 WELLS FARGO & CO NEW 37,708 2,067 0.29%
228 WESTERN DIGITAL CORP 23,498 2,601 0.37%
229 WINTHROP RLTY TR 14,800 231 0.03%
230 XENOPORT INC 120,000 1,052 0.15%
231 YPF SOCIEDAD ANONIMA 36,040 954 0.14%
Page 5 of 5