Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001085146-15-001062) filed in 2015.05.07
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 653,303 68,988 9.69%
2 ISHARES TR 521,406 68,143 9.57%
3 ISHARES TR 820,095 65,050 9.14%
4 ISHARES RUSSELL 2000 VALUE ETF 616,372 63,615 8.94%
5 VANGUARD INDEX FDS 406,756 43,625 6.13%
6 ISHARES TR 313,336 34,915 4.90%
7 TEVA PHARMACEUTICAL INDS LTD 250,300 15,594 2.19%
8 SPDR NUVEEN BARLCAYS SOHRT TER 632,861 15,391 2.16%
9 SPDR S&P 500 ETF TR 74,156 15,308 2.15%
10 SPDR SERIES TRUST 373,385 11,482 1.61%
11 APPLE INC 89,328 11,115 1.56%
12 ISHARES TR 93,309 11,096 1.56%
13 ISHARES TR 79,414 9,391 1.32%
14 SPDR NUVEEN BARCLAYS MUNI BOND ETF 344,965 8,355 1.17%
15 SELECT SECTOR SPDR TR 341,041 8,222 1.15%
16 VANGUARD WORLD FD 71,095 7,573 1.06%
17 VANGUARD WORLD FDS 53,975 7,315 1.03%
18 VANGUARD WORLD FDS 51,554 6,547 0.92%
19 VANGUARD WORLD FDS 50,620 6,200 0.87%
20 VANGUARD WORLD FDS 50,030 5,371 0.75%
21 FLAMEL TECHNOLOGIES SA SPONSORED ADR 245,000 4,405 0.62%
22 VANGUARD INTL EQUITY INDEX F 86,118 4,197 0.59%
23 JOHNSON & JOHNSON 40,799 4,104 0.58%
24 HUNTINGTON INGALLS INDS INC 26,670 3,738 0.53%
25 ALASKA AIR GROUP INC COM 54,722 3,622 0.51%
26 BT GROUP PLC ADR 54,951 3,581 0.50%
27 EXXON MOBIL CORP 41,948 3,566 0.50%
28 MICROSOFT CORP 85,838 3,490 0.49%
29 ISHARES TR 52,731 3,383 0.48%
30 Ryanair Hldgs Plc Adr 50,020 3,340 0.47%
31 ISHARES MSCI ACWI EX US IDX FD 72,052 3,221 0.45%
32 DELUXE CORP COM 45,135 3,127 0.44%
33 HEALTH NET INC 50,782 3,072 0.43%
34 ENANTA PHARMACEUTICALS INC COM 100,000 3,062 0.43%
35 SPROTT PHYSICAL GOLD TRUST UNIT 306,380 2,996 0.42%
36 VANGUARD INDEX FDS 35,203 2,968 0.42%
37 ANTHEM INC 18,686 2,885 0.41%
38 CHEVRON CORP NEW 26,965 2,831 0.40%
39 SEAGATE TECHNOLOGY PLC 54,180 2,819 0.40%
40 BioDelivery Sciences International Inc 268,000 2,814 0.40%
41 ALLSTATE CORP 39,370 2,802 0.39%
42 INTERNATIONAL BUSINESS MACHS 16,844 2,703 0.38%
43 CISCO SYS INC 95,098 2,618 0.37%
44 LEAR 22,799 2,527 0.35%
45 NORTHROP GRUMMAN CORP 15,284 2,460 0.35%
46 Tekmira Pharmaceuticals Corp. 139,000 2,427 0.34%
47 ISHARES TR 56,745 2,374 0.33%
48 FLEX LTD 187,027 2,371 0.33%
49 AUTOZONE INC 3,476 2,371 0.33%
50 VERIZON COMMUNICATIONS INC 48,740 2,370 0.33%
Page 1 of 5
New Holding filing (0001085146-18-000234) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 GRUPO FINANCIERO GALICIA S A 15,000 331 56.01%
2 DR REDDYS LABS LTD 5,000 260 43.99%
Restatement filing (0001085146-18-000233) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
201 ESSEX PPTY TR INC 1,164 268 0.04%
202 SPDR SER TR 7,900 265 0.04%
203 CIRRUS LOGIC INC COM 7,900 263 0.04%
204 DIGITAL RLTY TR INC 3,900 257 0.04%
205 ONE LIBERTY PPTYS INC 10,500 256 0.04%
206 SPDR INDEX SHS FDS 5,900 256 0.04%
207 SPDR GOLD TR 2,240 255 0.04%
208 MARKET VECTORS ETF TR 4,530 255 0.04%
209 AT&T INC 7,634 249 0.03%
210 PROLOGIS INC 5,700 248 0.03%
211 ALLEGION PUB LTD CO 3,987 244 0.03%
212 WINTHROP RLTY TR 14,800 242 0.03%
213 SUPERVALU Inc 20,400 237 0.03%
214 SCHWAB INTERNATIONAL EQUITY ETF 7,817 236 0.03%
215 VANGUARD SCOTTSDALE FDS 2,690 236 0.03%
216 DISNEY WALT CO 2,231 234 0.03%
217 ISHARES TR 3,000 232 0.03%
218 SCHWAB U.S. REIT ETF 5,549 225 0.03%
219 DUCOMMUN INC DEL COM 8,700 225 0.03%
220 HONEYWELL INTL INC 2,133 222 0.03%
221 URSTADT BIDDLE PPTYS INC CL A 9,600 221 0.03%
222 EPR PPTYS COM SH BEN INT 3,518 211 0.03%
223 Integrated Device Technology I 10,450 209 0.03%
224 PENN NATL GAMING INC 13,254 208 0.03%
225 JPMORGAN CHASE & CO 3,372 204 0.03%
226 Paragon Offshore PLC 146,918 191 0.03%
227 STONERIDGE INC COM 15,000 169 0.02%
228 BANK AMER CORP 10,197 157 0.02%
229 SESA STERLITE LTD 12,060 150 0.02%
230 CAMPUS CREST CMNTYS INC 19,000 136 0.02%
231 MATTSON TECHNOLOGY INC 22,938 90 0.01%
232 Noranda Aluminum Holding 21,222 63 0.01%
233 Navidea Biopharm Inc 10,000 16 0.00%
Page 5 of 5