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FLAMEL TECHNOLOGIES SA SPONSORED ADR
FLAMEL TECHNOLOGIES SA SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 87 Institutional holders with a total value of $528,959,374.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 4,719,959 84,865,000 16.04%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 4,072,809 73,229,000 13.84%
3 JANUS HENDERSON INVESTORS US LLC 2,982,852 53,632,000 10.14%
4 MILLENNIUM MANAGEMENT LLC 1,831,860 32,937,000 6.23%
5 KENNEDY CAPITAL MANAGEMENT LLC 1,444,030 25,964,000 4.91%
6 Bank of New York Mellon Corp 1,334,775 24,000,000 4.54%
7 DEUTSCHE BANK AG\ 1,166,288 20,968,000 3.96%
8 PRICE T ROWE ASSOCIATES INC /MD/ 1,131,500 20,344,000 3.85%
9 Sarissa Capital Management LP 875,000 15,733,000 2.97%
10 JENNISON ASSOCIATES LLC 713,770 12,834,000 2.43%
11 Alyeska Investment Group, L.P. 637,450 11,461,000 2.17%
12 JW Asset Management, LLC 551,562 9,917,000 1.87%
13 BROWN CAPITAL MANAGEMENT LLC 548,445 9,861,000 1.86%
14 VHCP Management, LLC 500,000 8,990,000 1.70%
15 BlackRock Fund Advisors 486,936 8,755,000 1.66%
16 Rock Springs Capital Management LP 460,000 8,271,000 1.56%
17 AMERIPRISE FINANCIAL INC 452,179 8,130,000 1.54%
18 Invesco Ltd. 368,724 6,629,000 1.25%
19 Point72 Asset Management, L.P. 355,800 6,397,000 1.21%
20 RUSSELL FRANK CO/ 341,597 6,142,000 1.16%
21 Opaleye Management Inc. 300,000 5,394,000 1.02%
22 Asset Management One Co., Ltd. 289,372 5,214,000 0.99%
23 Penn Capital Management Company, LLC 286,915 5,159,000 0.98%
24 BAILARD, INC. 245,000 4,405,000 0.83%
25 SENZAR ASSET MANAGEMENT, LLC 225,351 4,052,000 0.77%
26 Avoro Capital Advisors LLC 215,705 3,878,000 0.73%
27 Candriam S.C.A. 208,000 3,741,000 0.71%
28 Ghost Tree Capital, LLC 200,000 3,596,000 0.68%
29 TURNER INVESTMENTS LLC 158,744 2,855,000 0.54%
30 Weiss Multi-Strategy Advisers LLC 129,800 2,334,000 0.44%
31 COLUMBUS CIRCLE INVESTORS 128,005 2,302,000 0.44%
32 Iguana Healthcare Management, LLC 125,000 2,248,000 0.42%
33 SUFFOLK CAPITAL MANAGEMENT LLC 124,753 2,243,000 0.42%
34 DRIEHAUS CAPITAL MANAGEMENT LLC 118,042 2,122,000 0.40%
35 WALL STREET ASSOCIATES 111,531 2,005,000 0.38%
36 MORGAN STANLEY 105,949 1,905,000 0.36%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 129,674 1,898,000 0.36%
38 COMERICA BANK 104,283 1,875,000 0.35%
39 FALCON POINT CAPITAL, LLC 103,644 1,864,000 0.35%
40 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 91,278 1,641,000 0.31%
41 AQR ARBITRAGE LLC 83,300 1,498,000 0.28%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,900 1,491,000 0.28% Call
43 D. E. Shaw & Co., Inc. 72,265 1,299,000 0.25%
44 Janney Montgomery Scott LLC 71,700 1,289,000 0.24%
45 Trexquant Investment LP 52,300 940,000 0.18%
46 TD ASSET MANAGEMENT INC 52,200 939,000 0.18%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,000 827,000 0.16% Put
48 Opus Point Partners Management, LLC 41,788 751,000 0.14%
49 OXFORD ASSET MANAGEMENT LLP 39,413 709,000 0.13%
50 EATON VANCE MANAGEMENT 34,700 624,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.