Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004184) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
101 NEWELL BRANDS 41,906 2,035 0.25%
102 CHEVRON CORP NEW 19,326 2,026 0.24%
103 AERIE PHARMACEUTICALS INC COM 113,000 1,989 0.24%
104 EOG RES INC 23,698 1,977 0.24%
105 PRUDENTIAL FINL INC 27,101 1,933 0.23%
106 UNITEDHEALTH GROUP INC 13,441 1,898 0.23%
107 VANGUARD WORLD FDS 18,158 1,860 0.22%
108 ISHARES TR 19,808 1,840 0.22%
109 VANGUARD SCOTTSDALE FDS 20,287 1,814 0.22%
110 ENERSYS 30,150 1,793 0.22%
111 NORTHROP GRUMMAN CORP 8,047 1,789 0.22%
112 SPDR GOLD TR 14,111 1,784 0.22%
113 KLA-TENCOR CORP 24,222 1,774 0.21%
114 TRINSEO S A 41,095 1,764 0.21%
115 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 15,819 1,760 0.21%
116 AUTOZONE INC 2,212 1,756 0.21%
117 KAR AUCTION SVCS INC 40,370 1,685 0.20%
118 ISHARES TR 15,870 1,684 0.20%
119 VERIZON COMMUNICATIONS INC 28,762 1,606 0.19%
120 SPIRIT AEROSYSTEMS HLDGS INC 37,260 1,602 0.19%
121 REYNOLDS AMERICAN INC 29,316 1,581 0.19%
122 WELLS FARGO & CO NEW 32,970 1,560 0.19%
123 SCHLUMBERGER LTD 19,657 1,554 0.19%
124 VANGUARD WORLD FDS 15,543 1,529 0.18%
125 UNION PAC CORP 17,278 1,508 0.18%
126 BRISTOL MYERS SQUIBB CO 20,034 1,474 0.18%
127 SCHWAB EMERGING MARKETS EQUITY ETF 67,845 1,444 0.17%
128 PPG INDS INC 13,856 1,443 0.17%
129 NEURODERM LTD 86,500 1,406 0.17%
130 BIODELIVERY SCIENCES INTL IN 558,000 1,317 0.16%
131 OCCIDENTAL PETE CORP DEL 17,176 1,298 0.16%
132 PROCTER AND GAMBLE CO 15,111 1,279 0.15%
133 PRAXAIR INC 10,842 1,219 0.15%
134 ISHARES TR 35,222 1,210 0.15%
135 CUMMINS INC 10,677 1,201 0.15%
136 3M CO 6,667 1,168 0.14%
137 AMAZON COM INC 1,623 1,161 0.14%
138 GUIDEWIRE SOFTWARE INC 18,749 1,158 0.14%
139 HUMANA INC 6,348 1,142 0.14%
140 SSGA ACTIVE ETF TR 23,805 1,113 0.13%
141 AMGEN INC 7,309 1,112 0.13%
142 GENERAL ELECTRIC CO 35,254 1,110 0.13%
143 FLAMEL TECHNOLOGIES SA SPONSORED ADR 103,000 1,106 0.13%
144 CITIZENS FINL GROUP INC 55,227 1,103 0.13%
145 OCULAR THERAPEUTIX INC 219,752 1,088 0.13%
146 AMERICAN EXPRESS CO 17,903 1,088 0.13%
147 GENERAL DYNAMICS CORP 7,722 1,075 0.13%
148 DISH NETWORK A 19,449 1,019 0.12%
149 OHR PHARMACEUTICAL INC 365,000 1,000 0.12%
150 ISHARES TR 11,489 980 0.12%
Page 3 of 6
New Holding filing (0001085146-18-000244) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 520 45.98%
2 ADECOAGRO S A 30,000 329 29.09%
3 BANCO BRADESCO S A 40,000 282 24.93%
Restatement filing (0001085146-18-000243) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
251 AGREE RLTY CORP COM 5,590 270 0.03%
252 RAPTOR PHARMACEUTICAL CORP 50,000 269 0.03%
253 ISHARES INC 19,500 261 0.03%
254 ISHARES INC 14,600 259 0.03%
255 TANGER FACTORY OUTLET CTRS I 6,375 256 0.03%
256 JOHNSON CTLS INTL PLC 5,755 255 0.03%
257 AMERICAN CAMPUS CMNTYS INC 4,800 254 0.03%
258 VANECK VECTORS ETF TR 14,215 252 0.03%
259 VANECK VECTORS ETF TR 7,100 251 0.03%
260 MCKESSON CORP 1,337 250 0.03%
261 ONE LIBERTY PPTYS INC COM 10,500 250 0.03%
262 AMC ENTMT HLDGS INC 9,000 248 0.03%
263 PUBLIC STORAGE 942 241 0.03%
264 VANGUARD SPECIALIZED FUNDS 2,880 240 0.03%
265 PIEDMONT OFFICE REALTY TR INC COM CL A 11,100 239 0.03%
266 VANGUARD INDEX FDS 2,688 239 0.03%
267 LOWES COS INC 3,006 238 0.03%
268 ESSEX PPTY TR INC 1,039 237 0.03%
269 ISHARES INC 5,920 235 0.03%
270 BOSTON PROPERTIES INC 1,775 234 0.03%
271 BECTON DICKINSON & CO 1,375 233 0.03%
272 PARKER HANNIFIN CORP 2,128 230 0.03%
273 STONERIDGE INC COM 15,000 224 0.03%
274 AIR PRODS & CHEMS INC 1,563 222 0.03%
275 BERKSHIRE HATHAWAY INC DEL 1 217 0.03%
276 ACADIA RLTY TR COM SH BEN INT 6,000 213 0.03%
277 SELECT SECTOR SPDR TR 4,055 213 0.03%
278 ADOBE INC 2,208 212 0.03%
279 PEOPLES UNITED FINANCIAL INC 14,217 208 0.02%
280 NATIONAL RETAIL PPTYS INC 4,000 207 0.02%
281 CATERPILLAR INC 2,705 205 0.02%
282 BANK AMER CORP 14,947 198 0.02%
283 TRANSPORTADORA DE GAS SUR 28,500 192 0.02%
284 RUDOLPH TECHNOLOGIES INC 12,200 189 0.02%
285 TSAKOS ENERGY NAVIGATION LTD 40,300 189 0.02%
286 Teekay Tankers LTD 52,200 156 0.02%
287 SCORPIO TANKERS INC 37,050 156 0.02%
288 REGIONS FINANCIAL CORP NEW 18,070 154 0.02%
289 FORD MTR CO DEL 10,651 134 0.02%
290 WINTHROP RLTY TR 14,800 130 0.02%
291 EARTHLINK HOLDINGS ORD 20,000 128 0.02%
292 CBL & ASSOC PPTYS INC 10,000 93 0.01%
293 CLEAN ENERGY FUELS CORPORATION COM 12,850 45 0.01%
294 Navidea Biopharm Inc 10,000 5 0.00%
Page 6 of 6