| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 5,188,794 | 12,246,000 | 15.52% | ||
| 2 | ARMISTICE CAPITAL, LLC | 2,652,000 | 6,259,000 | 7.93% | ||
| 3 | FALCON POINT CAPITAL, LLC | 2,200,689 | 5,194,000 | 6.58% | ||
| 4 | Engaged Capital LLC | 1,876,550 | 4,429,000 | 5.61% | ||
| 5 | VANGUARD GROUP INC | 1,870,186 | 4,414,000 | 5.60% | ||
| 6 | RENAISSANCE TECHNOLOGIES LLC | 1,713,600 | 4,044,000 | 5.13% | ||
| 7 | MILLENNIUM MANAGEMENT LLC | 1,557,119 | 3,675,000 | 4.66% | ||
| 8 | DEUTSCHE BANK AG\ | 1,396,524 | 3,295,000 | 4.18% | ||
| 9 | ROYCE & ASSOCIATES LP | 1,382,900 | 3,264,000 | 4.14% | ||
| 10 | EMERALD ACQUISITION LTD. | 1,149,093 | 2,711,000 | 3.44% | ||
| 11 | TIVERTON ASSET MANAGEMENT LLC | 58,949 | 2,551,000 | 3.23% | ||
| 12 | BlackRock Institutional Trust Company, N.A. | 977,251 | 2,306,000 | 2.92% | ||
| 13 | Grandeur Peak Global Advisors, LLC | 950,456 | 2,243,000 | 2.84% | ||
| 14 | AMERIPRISE FINANCIAL INC | 891,268 | 2,104,000 | 2.67% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 807,097 | 1,905,000 | 2.42% | ||
| 16 | SHEPHERD KAPLAN KROCHUK, LLC | 799,572 | 1,887,000 | 2.39% | ||
| 17 | SABBY MANAGEMENT, LLC | 785,799 | 1,854,000 | 2.35% | ||
| 18 | BANK OF MONTREAL /CAN/ | 698,290 | 1,648,000 | 2.09% | ||
| 19 | BAILARD, INC. | 558,000 | 1,317,000 | 1.67% | ||
| 20 | BLAIR WILLIAM & CO/IL | 455,718 | 1,075,000 | 1.36% | ||
| 21 | Granahan Investment Management, LLC | 443,120 | 1,046,000 | 1.33% | ||
| 22 | Foresite Capital Management II, LLC | 335,239 | 791,000 | 1.00% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 304,323 | 717,000 | 0.91% | ||
| 24 | OXFORD ASSET MANAGEMENT LLP | 227,118 | 536,000 | 0.68% | ||
| 25 | BAKER BROS. ADVISORS LP | 210,021 | 496,000 | 0.63% | ||
| 26 | GOLDMAN SACHS GROUP INC | 188,182 | 444,000 | 0.56% | ||
| 27 | Paloma Partners Management Co | 171,729 | 405,000 | 0.51% | ||
| 28 | CREDIT SUISSE AG/ | 144,816 | 342,000 | 0.43% | ||
| 29 | NORTHERN TRUST CORP | 133,151 | 314,000 | 0.40% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 128,156 | 302,000 | 0.38% | ||
| 31 | Janney Montgomery Scott LLC | 61,300 | 294,000 | 0.37% | ||
| 32 | BlackRock Fund Advisors | 123,009 | 290,000 | 0.37% | ||
| 33 | Laurion Capital Management LP | 108,800 | 257,000 | 0.33% | ||
| 34 | Squarepoint Ops LLC | 95,000 | 224,000 | 0.28% | ||
| 35 | MENTA CAPITAL LLC | 95,110 | 224,000 | 0.28% | ||
| 36 | GROUP ONE TRADING LLC | 92,826 | 219,000 | 0.28% | ||
| 37 | MORGAN STANLEY | 92,892 | 219,000 | 0.28% | ||
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 92,800 | 219,000 | 0.28% | Put | |
| 39 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 92,900 | 219,000 | 0.28% | ||
| 40 | DAVENPORT & Co LLC | 92,200 | 217,592 | 0.28% | ||
| 41 | TIAA CREF INVESTMENT MANAGEMENT LLC | 81,150 | 192,000 | 0.24% | ||
| 42 | FORESITE CAPITAL MANAGEMENT III, LLC | 70,177 | 166,000 | 0.21% | ||
| 43 | KRILOGY FINANCIAL LLC | 69,500 | 164,000 | 0.21% | ||
| 44 | Nationwide Fund Advisors | 66,300 | 156,000 | 0.20% | ||
| 45 | Alpine Global Management, LLC | 62,195 | 147,000 | 0.19% | ||
| 46 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 60,000 | 142,000 | 0.18% | ||
| 47 | Bank of New York Mellon Corp | 57,268 | 135,000 | 0.17% | ||
| 48 | STATE STREET CORP | 51,562 | 122,000 | 0.15% | ||
| 49 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 50,600 | 119,000 | 0.15% | Call | |
| 50 | Archford Capital Strategies, LLC | 40,000 | 94,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
