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FLAMEL TECHNOLOGIES SA SPONSORED ADR
FLAMEL TECHNOLOGIES SA SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 90 Institutional holders with a total value of $316,336,730.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 4,394,464 47,197,000 14.92%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 4,072,809 43,742,000 13.83%
3 JANUS HENDERSON INVESTORS US LLC 2,197,404 25,599,000 8.09%
4 Bank of New York Mellon Corp 1,818,579 19,532,000 6.17%
5 ACADIAN ASSET MANAGEMENT LLC 1,617,223 17,372,000 5.49%
6 DEUTSCHE BANK AG\ 1,411,671 15,159,000 4.79%
7 J. Goldman & Co LP 1,297,415 13,934,000 4.40%
8 FALCON POINT CAPITAL, LLC 1,015,841 10,910,000 3.45%
9 MORGAN STANLEY 934,722 10,040,000 3.17%
10 Portolan Capital Management, LLC 862,294 9,261,000 2.93%
11 BROWN CAPITAL MANAGEMENT LLC 790,206 8,487,000 2.68%
12 Tekla Capital Management LLC 624,288 6,705,000 2.12%
13 MILLENNIUM MANAGEMENT LLC 610,372 6,555,000 2.07%
14 EMERALD ACQUISITION LTD. 607,967 6,530,000 2.06%
15 BlackRock Fund Advisors 510,864 5,487,000 1.73%
16 VHCP Management, LLC 500,000 5,370,000 1.70%
17 Point72 Asset Management, L.P. 461,839 4,960,000 1.57%
18 PNC FINANCIAL SERVICES GROUP, INC. 460,210 4,943,000 1.56%
19 JW Asset Management, LLC 444,439 4,773,000 1.51%
20 HEARTLAND ADVISORS INC 361,045 3,878,000 1.23%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 351,263 3,773,000 1.19%
22 Ghost Tree Capital, LLC 350,000 3,759,000 1.19%
23 ARMISTICE CAPITAL, LLC 348,003 3,738,000 1.18%
24 OXFORD ASSET MANAGEMENT LLP 287,905 3,092,000 0.98%
25 Asset Management One Co., Ltd. 251,718 2,716,000 0.86%
26 Janney Montgomery Scott LLC 221,600 2,530,000 0.80%
27 KELLEHER FINANCIAL ADVISORS 187,650 2,015,000 0.64%
28 BOGLE INVESTMENT MANAGEMENT L P /DE/ 183,440 1,970,000 0.62%
29 AMERIPRISE FINANCIAL INC 165,191 1,774,000 0.56%
30 D. E. Shaw & Co., Inc. 153,079 1,644,000 0.52%
31 STONEPINE CAPITAL MANAGEMENT, LLC 128,005 1,375,000 0.43%
32 GAM Holding AG 119,400 1,282,000 0.41%
33 TURNER INVESTMENTS LLC 117,338 1,260,000 0.40%
34 Candriam S.C.A. 111,000 1,192,000 0.38%
35 STIFEL FINANCIAL CORP 49,000 1,187,000 0.38%
36 BAILARD, INC. 103,000 1,106,000 0.35%
37 KNOTT DAVID M 99,587 1,069,564 0.34%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 99,100 1,064,000 0.34%
39 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 77,918 837,000 0.26%
40 Iguana Healthcare Management, LLC 75,000 806,000 0.25%
41 COLUMBUS CIRCLE INVESTORS 62,813 675,000 0.21%
42 DEERE & CO 43,887 471,000 0.15%
43 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 42,033 451,000 0.14%
44 EATON VANCE MANAGEMENT 34,700 373,000 0.12%
45 State of New Jersey Common Pension Fund D 32,915 354,000 0.11%
46 STATE STREET CORP 30,682 330,000 0.10%
47 ProShare Advisors LLC 29,957 322,000 0.10%
48 BANK OF AMERICA CORP /DE/ 29,714 320,000 0.10%
49 SMITH ASSET MANAGEMENT GROUP LP 29,780 320,000 0.10%
50 CREDIT SUISSE AG/ 28,152 303,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.