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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
51 BLACKROCK INC 14,313 5,188 0.47%
52 COLGATE PALMOLIVE CO 69,542 5,156 0.47%
53 ISHARES TR 41,355 5,134 0.47%
54 SNAP ON INC 33,699 5,121 0.47%
55 STRYKER CORP 42,927 4,997 0.46%
56 US BANCORP DEL 114,673 4,918 0.45%
57 TIME WARNER INC 61,486 4,895 0.45%
58 INTERNATIONAL BUSINESS MACHS 30,415 4,831 0.44%
59 THERMO FISHER SCIENTIFIC INC 29,073 4,624 0.42%
60 MERCK & CO INC 72,790 4,543 0.41%
61 SPDR INDEX SHS FDS 108,714 4,534 0.41%
62 EXPRESS SCRIPTS HLDG CO 64,159 4,525 0.41%
63 VANGUARD INDEX FDS 40,516 4,484 0.41%
64 ILLINOIS TOOL WKS INC 37,166 4,454 0.41%
65 CVS HEALTH CORP 49,926 4,443 0.40%
66 HUNTINGTON INGALLS INDS INC 28,691 4,402 0.40%
67 NIPPON TELEG TEL CORPORATION SPONSORED ADR 90,000 4,101 0.37%
68 V F CORP 73,018 4,093 0.37%
69 PRUDENTIAL FINL INC 50,038 4,086 0.37%
70 ISHARES MSCI ACWI EX US IDX FD 98,105 4,069 0.37%
71 NEWELL BRANDS 74,322 3,914 0.36%
72 GILEAD SCIENCES INC 49,167 3,890 0.35%
73 ALASKA AIR GROUP INC 57,252 3,771 0.34%
74 SPDR SERIES TRUST 121,557 3,740 0.34%
75 TEVA PHARMACEUTICAL INDS LTD 80,361 3,697 0.34%
76 SELECT SECTOR SPDR TR 76,147 3,638 0.33%
77 MINERALS TECHNOLOGIES INC 50,181 3,547 0.32%
78 EOG RES INC 36,182 3,499 0.32%
79 ISHARES TR 59,029 3,490 0.32%
80 UNION PAC CORP 35,254 3,438 0.31%
81 VCA INCORPORATED 48,495 3,394 0.31%
82 ISHARES TR 27,243 3,368 0.31%
83 SPROTT PHYSICAL GOLD TRUST 306,275 3,353 0.31%
84 ISHARES TR 27,311 3,323 0.30%
85 CROWN HOLDINGS INC 58,190 3,322 0.30%
86 TENNECO INC 56,590 3,297 0.30%
87 DELUXE CORP COM 48,637 3,250 0.30%
88 COMCAST CORP NEW 48,109 3,192 0.29%
89 AERIE PHARMACEUTICALS INC COM 83,000 3,132 0.29%
90 VANGUARD WORLD FD 31,098 3,038 0.28%
91 NETGEAR INC 50,158 3,034 0.28%
92 HSBC HLDGS PLC 400,000 3,007 0.27%
93 ISHARES TRUST S&P 100 ETF 31,339 3,006 0.27%
94 LEAR CORP 24,496 2,969 0.27%
95 ORIX CORPORATION SPONSORED ADR 200,000 2,918 0.27%
96 SCHLUMBERGER LTD 36,472 2,868 0.26%
97 CRANE CO 44,437 2,800 0.26%
98 BT GROUP PLC 109,124 2,775 0.25%
99 CITIZENS FINL GROUP INC 112,090 2,770 0.25%
100 FLEX LTD 201,490 2,744 0.25%
Page 2 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 6,848 1,207 0.11%
2 ABBOTT LABS 16,584 701 0.06%
3 ABBVIE INC 5,993 378 0.03%
4 ACCENTURE PLC IRELAND 69,553 8,497 0.78%
5 ACTIVISION BLIZZARD INC 4,771 211 0.02%
6 ADECOAGRO S A 45,200 515 0.05%
7 ADOBE INC 2,228 242 0.02%
8 AERIE PHARMACEUTICALS INC COM 83,000 3,132 0.29%
9 AGENUS INC 148,000 1,063 0.10%
10 AGREE RLTY CORP COM 5,590 276 0.03%
11 AIR PRODS & CHEMS INC 1,563 235 0.02%
12 ALASKA AIR GROUP INC 57,252 3,771 0.35%
13 ALEX REAL ESTATE EQ 2,660 289 0.03%
14 ALLSTATE CORP 32,729 2,264 0.21%
15 ALPHA AND OMEGA SEMICONDUCTOR SHS 14,260 310 0.03%
16 ALPHABET INC 12,346 9,927 0.92%
17 ALPHABET INC 7,341 5,706 0.53%
18 ALTRIA GROUP INC 4,290 271 0.03%
19 AMAZON COM INC 1,546 1,294 0.12%
20 AMERICAN CAMPUS CMNTYS INC 4,800 244 0.02%
21 AMERICAN ELEC PWR INC 4,305 276 0.03%
22 AMERICAN EXPRESS CO 16,693 1,069 0.10%
23 AMERICAN NATL INS CO COM 2,400 293 0.03%
24 AMGEN INC 8,279 1,381 0.13%
25 ANGLOGOLD ASHANTI LIMITED 13,106 209 0.02%
26 APARTMENT INVT & MGMT CO 4,500 207 0.02%
27 APPLE INC 181,502 20,519 1.89%
28 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
29 AT&T INC 19,496 792 0.07%
30 AUTOMATIC DATA PROCESSING IN 5,689 502 0.05%
31 AUTOZONE INC 2,097 1,611 0.15%
32 B2GOLD CORP 42,000 43 0.00%
33 BALL CORP 19,265 1,579 0.15%
34 BANCOLOMBIA S A 17,854 697 0.06%
35 BANK AMER CORP 15,761 247 0.02%
36 BARD C R INC 1,155 259 0.02%
37 BECTON DICKINSON & CO 1,789 322 0.03%
38 BERKSHIRE HATHAWAY INC DEL 1 216 0.02%
39 BERKSHIRE HATHAWAY INC DEL 6,585 951 0.09%
40 BIODELIVERY SCIENCES INTL IN 558,000 1,507 0.14%
41 BIOGEN INC 5,056 1,583 0.15%
42 BLACKROCK INC 14,313 5,188 0.48%
43 BOEING CO 1,640 216 0.02%
44 BOSTON PROPERTIES INC 2,375 324 0.03%
45 BRISTOL MYERS SQUIBB CO 19,588 1,056 0.10%
46 BT GROUP PLC 109,124 2,775 0.26%
47 CAPITAL ONE FINL CORP 17,072 1,226 0.11%
48 CATERPILLAR INC 3,852 342 0.03%
49 CELESTICA INC 34,250 371 0.03%
50 CELGENE CORP 2,223 232 0.02%
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