| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QVT Financial LP | 16,013,540 | 55,087,000 | 47.55% | ||
| 2 | PRIMECAP MANAGEMENT CO/CA/ | 3,869,800 | 13,312,000 | 11.49% | ||
| 3 | Alpha Wave Global, LP | 2,618,000 | 9,006,000 | 7.77% | ||
| 4 | HealthCor Management, L.P. | 2,000,000 | 6,880,000 | 5.94% | ||
| 5 | D. E. Shaw & Co., Inc. | 1,720,981 | 5,920,000 | 5.11% | ||
| 6 | ARMISTICE CAPITAL, LLC | 1,400,000 | 4,816,000 | 4.16% | ||
| 7 | SABBY MANAGEMENT, LLC | 878,531 | 3,022,000 | 2.61% | ||
| 8 | BANK OF MONTREAL /CAN/ | 861,553 | 2,964,000 | 2.56% | ||
| 9 | AXA S.A. | 792,581 | 2,726,000 | 2.35% | ||
| 10 | GOLDMAN SACHS GROUP INC | 610,448 | 2,100,000 | 1.81% | ||
| 11 | MILLENNIUM MANAGEMENT LLC | 476,122 | 1,638,000 | 1.41% | ||
| 12 | SUFFOLK CAPITAL MANAGEMENT LLC | 314,993 | 1,084,000 | 0.94% | ||
| 13 | SPHERA FUNDS MANAGEMENT LTD. | 300,000 | 1,032,000 | 0.89% | ||
| 14 | BAILARD, INC. | 215,000 | 740,000 | 0.64% | ||
| 15 | DEUTSCHE BANK AG\ | 201,210 | 690,000 | 0.60% | ||
| 16 | BAKER BROS. ADVISORS LP | 180,582 | 621,000 | 0.54% | ||
| 17 | CREDIT SUISSE AG/ | 177,260 | 610,000 | 0.53% | ||
| 18 | MORGAN STANLEY | 134,715 | 464,000 | 0.40% | ||
| 19 | RENAISSANCE TECHNOLOGIES LLC | 116,100 | 399,000 | 0.34% | ||
| 20 | K2 PRINCIPAL FUND, L.P. | 107,620 | 370,000 | 0.32% | ||
| 21 | CITIGROUP INC | 96,500 | 332,000 | 0.29% | Put | |
| 22 | VANGUARD GROUP INC | 73,565 | 253,000 | 0.22% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,700 | 247,000 | 0.21% | Put | |
| 24 | AMERIPRISE FINANCIAL INC | 65,481 | 225,000 | 0.19% | ||
| 25 | MACKENZIE FINANCIAL CORP | 39,900 | 137,000 | 0.12% | ||
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 38,200 | 131,000 | 0.11% | Call | |
| 27 | CITIGROUP INC | 37,460 | 129,000 | 0.11% | ||
| 28 | Virtu KCG Holdings LLC | 29,557 | 102,000 | 0.09% | ||
| 29 | GEODE CAPITAL MANAGEMENT, LLC | 26,063 | 89,000 | 0.08% | ||
| 30 | GROUP ONE TRADING LLC | 23,479 | 81,000 | 0.07% | ||
| 31 | PDT Partners, LLC | 22,800 | 78,000 | 0.07% | ||
| 32 | SIMPLEX TRADING, LLC | 21,138 | 72,000 | 0.06% | ||
| 33 | FMR LLC | 19,200 | 66,000 | 0.06% | ||
| 34 | WEDBUSH SECURITIES INC | 16,845 | 58,000 | 0.05% | ||
| 35 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,703 | 51,000 | 0.04% | ||
| 36 | ROYAL BANK OF CANADA | 12,950 | 45,000 | 0.04% | ||
| 37 | CITIGROUP INC | 12,800 | 44,000 | 0.04% | Call | |
| 38 | STATE STREET CORP | 11,790 | 40,000 | 0.03% | ||
| 39 | Jefferies Group LLC | 11,200 | 39,000 | 0.03% | ||
| 40 | CITADEL ADVISORS LLC | 11,400 | 39,000 | 0.03% | Put | |
| 41 | CUTLER GROUP LLC / CA | 9,680 | 33,000 | 0.03% | ||
| 42 | UBS Group AG | 5,500 | 19,000 | 0.02% | ||
| 43 | BlackRock Institutional Trust Company, N.A. | 3,886 | 13,000 | 0.01% | ||
| 44 | WELLS FARGO & COMPANY/MN | 2,995 | 10,000 | 0.01% | ||
| 45 | BANK OF AMERICA CORP /DE/ | 1,950 | 7,000 | 0.01% | ||
| 46 | Tower Research Capital LLC (TRC) | 1,472 | 5,000 | 0.00% | ||
| 47 | CUTLER GROUP LLC / CA | 9,300 | 4,000 | 0.00% | Put | |
| 48 | WOODMONT INVESTMENT COUNSEL LLC | 800 | 3,000 | 0.00% | ||
| 49 | Creative Planning | 1,000 | 3,000 | 0.00% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
