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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
101 PROCTER AND GAMBLE CO 16,160 1,450 0.13%
102 PRAXAIR INC 16,856 2,037 0.19%
103 PPG INDS INC 13,761 1,422 0.13%
104 POWERSHARES QQQ TRUST 509,230 60,456 5.51%
105 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
106 PINNACLE WEST 4,864 370 0.03%
107 PIEDMONT OFFICE REALTY TR INC COM CL A 11,100 242 0.02%
108 PHILIP MORRIS INTL INC 4,024 391 0.04%
109 PFIZER INC 23,565 798 0.07%
110 PEPSICO INC 7,701 838 0.08%
111 PEOPLES UNITED FINANCIAL INC 14,217 225 0.02%
112 PARAMOUNT GROUP INC COM 26,000 426 0.04%
113 ORIX CORPORATION SPONSORED ADR 200,000 2,918 0.27%
114 ORACLE CORP 35,411 1,391 0.13%
115 ONE LIBERTY PPTYS INC COM 10,500 254 0.02%
116 OHR PHARMACEUTICAL INC 365,000 1,033 0.09%
117 OCULAR THERAPEUTIX INC 314,752 2,162 0.20%
118 OCEAN RIG 120,000 101 0.01%
119 OCCIDENTAL PETE CORP DEL 26,354 1,922 0.18%
120 Nice Systems LTD Sponsored 25,099 1,680 0.15%
121 Navidea Biopharm Inc 10,000 9 0.00%
122 NXP SEMICONDUCTORS N V 52,657 5,372 0.49%
123 NORTHWEST NAT GAS CO 14,634 880 0.08%
124 NORTHROP GRUMMAN CORP 8,007 1,713 0.16%
125 NORFOLK SOUTHERN CORP 4,038 392 0.04%
126 NIPPON TELEG TEL CORPORATION SPONSORED ADR 90,000 4,101 0.37%
127 NIKE INC 14,847 782 0.07%
128 NEXTERA ENERGY INC 2,865 350 0.03%
129 NEWELL BRANDS 74,322 3,914 0.36%
130 NEURODERM LTD 86,500 1,599 0.15%
131 NETGEAR INC 50,158 3,034 0.28%
132 NETEASE INC 3,000 722 0.07%
133 NET 1 UEPS TECHNOLOGIES INC 29,900 256 0.02%
134 NEOVASC INC 529,250 279 0.03%
135 NATIONAL RETAIL PPTYS INC 5,000 254 0.02%
136 MONDELEZ INTL INC 5,225 229 0.02%
137 MINERALS TECHNOLOGIES INC 50,181 3,547 0.32%
138 MID AMER APT CMNTYS INC 3,000 282 0.03%
139 MICROSOFT CORP 265,492 15,292 1.39%
140 MERCK & CO INC 72,790 4,543 0.41%
141 MEDTRONIC PLC 65,971 5,700 0.52%
142 MCKESSON CORP 1,265 211 0.02%
143 MCDONALDS CORP 7,375 851 0.08%
144 MAGELLAN HEALTH INC COM NEW 35,228 1,893 0.17%
145 LOCKHEED MARTIN CORP 1,032 247 0.02%
146 LEAR CORP 24,496 2,969 0.27%
147 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
148 KULICKE & SOFFA INDS INC 20,000 259 0.02%
149 KLA-TENCOR CORP 24,677 1,720 0.16%
150 KIMBERLY CLARK CORP 43,019 5,426 0.49%
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New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.58%
2 ISHARES TR 1,541,944 58,104 5.37%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.08%
4 SPDR GOLD TR 437,116 54,918 5.07%
5 VANGUARD INDEX FDS 457,132 50,892 4.70%
6 ISHARES TR 413,702 46,508 4.30%
7 SPDR SER TR 500,658 24,457 2.26%
8 APPLE INC 181,502 20,519 1.89%
9 SPDR SER TR 359,078 17,983 1.66%
10 ISHARES TR 136,537 16,479 1.52%
11 ISHARES TR 128,813 16,077 1.48%
12 MICROSOFT CORP 265,492 15,292 1.41%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.39%
14 ISHARES TR 118,231 13,341 1.23%
15 JOHNSON & JOHNSON 95,794 11,316 1.05%
16 VANGUARD WORLD FD 88,968 10,709 0.99%
17 ISHARES TR 67,069 10,376 0.96%
18 FACEBOOK INC 78,996 10,133 0.94%
19 ALPHABET INC 12,346 9,927 0.92%
20 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.89%
21 ISHARES TR 51,810 9,031 0.83%
22 ACCENTURE PLC IRELAND 69,553 8,497 0.78%
23 JPMORGAN CHASE & CO 126,710 8,438 0.78%
24 VANGUARD INDEX FDS 96,559 8,376 0.77%
25 ISHARES TR 38,216 8,314 0.77%
26 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.74%
27 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.71%
28 HOME DEPOT INC 59,684 7,680 0.71%
29 VANGUARD WORLD FDS 55,865 7,647 0.71%
30 VANGUARD WORLD FD 55,734 7,407 0.68%
31 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.68%
32 CISCO SYS INC 231,621 7,347 0.68%
33 VANGUARD WORLD FDS 55,529 6,982 0.64%
34 INTEL CORP 181,053 6,835 0.63%
35 SELECT SECTOR SPDR TR 351,623 6,786 0.63%
36 VISA INC 79,353 6,563 0.61%
37 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
38 DISCOVER FINL SVCS 106,627 6,030 0.56%
39 VANGUARD WORLD FDS 53,417 5,924 0.55%
40 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
41 GENERAL MLS INC 90,522 5,783 0.53%
42 ALPHABET INC 7,341 5,706 0.53%
43 MEDTRONIC PLC 65,971 5,700 0.53%
44 KIMBERLY CLARK CORP 43,019 5,426 0.50%
45 EXXON MOBIL CORP 61,602 5,377 0.50%
46 NXP SEMICONDUCTORS N V 52,657 5,372 0.50%
47 COSTCO WHSL CORP NEW 34,826 5,311 0.49%
48 DISNEY WALT CO 57,113 5,304 0.49%
49 TJX COS INC NEW 69,401 5,190 0.48%
50 BLACKROCK INC 14,313 5,188 0.48%
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