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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $7,494,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 4,000,000 2,108,000 28.13%
2 Capital World Investors 3,474,667 1,774,000 23.67%
3 GAGNON SECURITIES LLC 2,946,509 1,553,000 20.72%
4 Gagnon Advisors, LLC 1,609,573 848,000 11.32%
5 PURA VIDA INVESTMENTS, LLC 588,594 310,000 4.14%
6 BAILARD, INC. 529,250 279,000 3.72%
7 Alyeska Investment Group, L.P. 509,292 268,000 3.58%
8 Geduld E E 350,000 184,000 2.46%
9 Candriam S.C.A. 102,000 52,000 0.69%
10 Virtu KCG Holdings LLC 78,006 41,000 0.55%
11 Airain ltd 34,007 18,000 0.24%
12 GEODE CAPITAL MANAGEMENT, LLC 26,091 13,000 0.17%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,041 13,000 0.17%
14 TWO SIGMA SECURITIES, LLC 22,168 12,000 0.16%
15 Commonwealth Equity Services, Inc 20,400 11,000 0.15%
16 CITADEL ADVISORS LLC 10,029 5,000 0.07%
17 ROYAL BANK OF CANADA 6,485 3,000 0.04%
18 ROYCE & ASSOCIATES LP 3,400 2,000 0.03%
19 Tower Research Capital LLC (TRC) 462 0 0.00%
20 TORONTO DOMINION BANK 594 0 0.00%
21 BANK OF MONTREAL /CAN/ 42 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.