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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 40,248 7,093 0.31%
2 ABBOTT LABS 168,566 7,129 0.31%
3 ABBVIE INC 316,283 19,948 0.87%
4 ABIOMED INC 12,340 1,587 0.07%
5 ACADIA COMPANY COM 6,933 344 0.02%
6 ACTUANT CORP 110,291 2,563 0.11%
7 ACUITY BRANDS INC 989 262 0.01%
8 ADOBE INC 41,826 4,540 0.20%
9 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
10 ADVISORSHARES TR 18,000 173 0.01%
11 ADVISORY BRD CO COM 13,987 626 0.03%
12 AEGON N V 19,255 74 0.00%
13 AEROVIRONMENT INC 200 5 0.00%
14 AETNA INC NEW 4,496 519 0.02%
15 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
16 AFLAC INC 58,165 4,180 0.18%
17 AGCO CORP 4,890 241 0.01%
18 AGREE RLTY CORP COM 29,452 1,456 0.06%
19 AIR METHODS CORP 32,137 1,012 0.04%
20 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
21 AIRCASTLE LTD 18,492 367 0.02%
22 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
23 AKORN INCORPORATED 122 3 0.00%
24 ALASKA AIR GROUP INC 6,401 422 0.02%
25 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
26 ALEXION PHARMACEUTIC 2,769 339 0.01%
27 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
28 ALLEGIANT TRAVEL CO 5,090 672 0.03%
29 ALLIANT ENERGY CORP 47,898 1,835 0.08%
30 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
31 ALLSTATE CORP 4,372 302 0.01%
32 ALPS ETF TR 507,227 6,437 0.28%
33 ALTRIA GROUP INC 309,063 19,542 0.86%
34 AMAZON COM INC 5,532 4,632 0.20%
35 AMBEV SA 34,185 208 0.01%
36 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
37 AMERICAN CAMPUS CMNTYS INC 45,443 2,312 0.10%
38 AMERICAN CAP LTD 31,684 536 0.02%
39 AMERICAN ELEC PWR INC 45,851 2,944 0.13%
40 AMERICAN EXPRESS CO 72,771 4,660 0.20%
41 AMERICAN INTL GROUP INC 8,265 490 0.02%
42 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
43 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
44 AMERIPRISE FINL INC 3,917 391 0.02%
45 AMERIS BANCORP 22,777 796 0.03%
46 AMERISOURCEBERGEN CORP 4,716 381 0.02%
47 AMETEK INC NEW 5,375 257 0.01%
48 AMGEN INC 25,066 4,181 0.18%
49 AMPHENOL CORP NEW 99,047 6,430 0.28%
50 AMSURG CORP 28,597 1,917 0.08%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES RUSSELL 3000 ETF 68,837 8,824 0.39%
52 WELLTOWER INC 117,039 8,751 0.38%
53 WASTE MGMT INC DEL 131,446 8,381 0.37%
54 VANGUARD INDEX FDS 41,033 8,153 0.36%
55 CROWN CASTLE INTL CORP NEW 86,231 8,124 0.36%
56 VANGUARD TAX-MANAGED FDS 215,423 8,059 0.35%
57 WEYERHAEUSER CO 239,309 7,644 0.33%
58 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
59 VANGUARD INTL EQUITY INDEX F 202,445 7,618 0.33%
60 CERUS CORP 1,221,208 7,584 0.33%
61 PPL CORP 212,122 7,333 0.32%
62 VENTAS INC 102,535 7,242 0.32%
63 ABBOTT LABS 168,566 7,129 0.31%
64 3M CO 40,248 7,093 0.31%
65 FACEBOOK INC 54,011 6,928 0.30%
66 HARTFORD FINL SVCS GROUP INC 161,032 6,895 0.30%
67 UNILEVER PLC 141,142 6,690 0.29%
68 SALESFORCE COM INC 93,106 6,641 0.29%
69 VISA INC 78,658 6,505 0.28%
70 MOHAWK INDS 32,289 6,469 0.28%
71 DOMINION ENERGY INC 87,030 6,464 0.28%
72 ALPS ETF TR 507,227 6,437 0.28%
73 AMPHENOL CORP NEW 99,047 6,430 0.28%
74 BP PLC 181,620 6,386 0.28%
75 INTERNATIONAL BUSINESS MACHS 38,063 6,046 0.26%
76 DANAHER CORP DEL 76,965 6,033 0.26%
77 ARAMARK 155,752 5,923 0.26%
78 ISHARES TR 68,450 5,865 0.26%
79 COSTCO WHSL CORP NEW 38,442 5,863 0.26%
80 ISHARES TR 61,331 5,824 0.25%
81 RYDEX ETF TRUST 69,544 5,813 0.25%
82 SELECT SECTOR SPDR TR 79,531 5,735 0.25%
83 US BANCORP DEL 131,131 5,624 0.25%
84 GILEAD SCIENCES INC 69,329 5,485 0.24%
85 CELGENE CORP 52,125 5,449 0.24%
86 BOEING CO 40,751 5,369 0.24%
87 EQUINIX INC 14,876 5,359 0.23%
88 LOWES COS INC 73,697 5,322 0.23%
89 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
90 KKR & CO LP COMMON UNITS 363,087 5,178 0.23%
91 FIRST TR MORNINGSTAR DIV LEA 188,656 5,145 0.23%
92 TRAVELERS COMPANIES INC 44,014 5,042 0.22%
93 MARRIOTT INTL INC NEW 74,843 5,039 0.22%
94 INTERPUBLIC GROUP COS INC 224,809 5,024 0.22%
95 CONOCOPHILLIPS 115,165 5,006 0.22%
96 GENERAL MLS INC 77,687 4,963 0.22%
97 SPDR SERIES TRUST 128,223 4,931 0.22%
98 VANGUARD SPECIALIZED FUNDS 58,271 4,891 0.21%
99 BERKSHIRE HATHAWAY INC DEL 33,753 4,876 0.21%
100 ENTERPRISE PRODS PARTNERS L 175,501 4,849 0.21%
Page 2 of 16