| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,794,675 | 73,244,000 | 32.69% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,222,179 | 28,087,000 | 12.54% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,491,966 | 18,858,000 | 8.42% | ||
| 4 | Invesco Ltd. | 1,425,385 | 18,017,000 | 8.04% | ||
| 5 | Saba Capital Management, L.P. | 1,290,469 | 16,312,000 | 7.28% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 709,788 | 8,972,000 | 4.00% | ||
| 7 | UBS Group AG | 373,539 | 4,722,000 | 2.11% | ||
| 8 | STIFEL FINANCIAL CORP | 349,586 | 4,421,000 | 1.97% | ||
| 9 | WELLS FARGO & COMPANY/MN | 343,447 | 4,341,000 | 1.94% | ||
| 10 | CORNERSTONE ADVISORS INC | 334,236 | 4,225,000 | 1.89% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 304,255 | 3,846,000 | 1.72% | ||
| 12 | Advisors Asset Management, Inc. | 298,917 | 3,778,000 | 1.69% | ||
| 13 | Cetera Advisor Networks LLC | 221,693 | 2,802,000 | 1.25% | ||
| 14 | BANK OF NOVA SCOTIA | 204,513 | 2,585,000 | 1.15% | ||
| 15 | POINTE CAPITAL MANAGEMENT LLC | 192,200 | 2,429,000 | 1.08% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 153,422 | 1,939,000 | 0.87% | ||
| 17 | 1832 Asset Management L.P. | 150,000 | 1,896,000 | 0.85% | ||
| 18 | COHEN & STEERS, INC. | 112,354 | 1,420,000 | 0.63% | ||
| 19 | CITIGROUP INC | 110,433 | 1,396,000 | 0.62% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 108,988 | 1,378,000 | 0.62% | ||
| 21 | LPL Financial LLC | 107,496 | 1,336,000 | 0.60% | ||
| 22 | ADVISOR GROUP, INC. | 101,818 | 1,287,000 | 0.57% | ||
| 23 | FIRST TRUST ADVISORS LP | 100,292 | 1,268,000 | 0.57% | ||
| 24 | Commonwealth Equity Services, Inc | 95,820 | 1,211,000 | 0.54% | ||
| 25 | ROYAL BANK OF CANADA | 90,914 | 1,149,000 | 0.51% | ||
| 26 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 79,043 | 999,000 | 0.45% | ||
| 27 | THRIVENT FINANCIAL FOR LUTHERANS | 71,650 | 906,000 | 0.40% | ||
| 28 | D.A. DAVIDSON & CO. | 64,741 | 818,000 | 0.37% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 61,787 | 781,000 | 0.35% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 61,378 | 776,000 | 0.35% | ||
| 31 | SHEPHERD KAPLAN KROCHUK, LLC | 49,060 | 620,000 | 0.28% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 46,369 | 586,000 | 0.26% | ||
| 33 | Camelot Portfolios, LLC | 43,208 | 546,000 | 0.24% | ||
| 34 | Capital Investment Advisors, LLC | 40,878 | 517,000 | 0.23% | ||
| 35 | Janney Montgomery Scott LLC | 31,077 | 393,000 | 0.18% | ||
| 36 | MSI Financial Services Inc | 29,196 | 369,000 | 0.16% | ||
| 37 | AMERIPRISE FINANCIAL INC | 25,922 | 328,000 | 0.15% | ||
| 38 | CORIENT CAPITAL PARTNERS, LLC | 23,878 | 302,000 | 0.13% | ||
| 39 | ALETHEA CAPITAL MANAGEMENT, LLC | 22,822 | 288,000 | 0.13% | ||
| 40 | OTA Financial Group L.P. | 22,604 | 285,000 | 0.13% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,346 | 269,000 | 0.12% | ||
| 42 | STEPHENS INC /AR/ | 20,490 | 259,000 | 0.12% | ||
| 43 | HighTower Advisors, LLC | 20,210 | 253,000 | 0.11% | ||
| 44 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,042 | 253,000 | 0.11% | ||
| 45 | FARMERS & MERCHANTS INVESTMENTS INC | 19,734 | 249,000 | 0.11% | ||
| 46 | Advisory Services Network, LLC | 18,411 | 233,000 | 0.10% | ||
| 47 | IFP ADVISORS, INC | 18,269 | 231,000 | 0.10% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 17,559 | 222,000 | 0.10% | ||
| 49 | CLOUGH CAPITAL PARTNERS L P | 17,110 | 216,000 | 0.10% | ||
| 50 | Sigma Planning Corp | 17,011 | 215,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
