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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
601 RITCHIE BROS AUCTIONEERS 8,975 315 0.01%
602 EXPEDIA INC DEL 2,694 314 0.01%
603 SNAP ON INC 2,061 313 0.01%
604 DISCOVERY COMMUNICATNS NEW 11,885 313 0.01%
605 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
606 OCEANEERING INTL INC 11,280 310 0.01%
607 ANADARKO PETE CORP 4,861 308 0.01%
608 CENTENE CORP DEL 4,603 308 0.01%
609 CARMAX INC 5,676 303 0.01%
610 PUMA BIOTECHNOLOGY 4,500 302 0.01%
611 ALLSTATE CORP 4,372 302 0.01%
612 STATE STR CORP 4,276 298 0.01%
613 BROADRIDGE FINL SOLUTIONS IN 4,400 298 0.01%
614 NEWFIELD EXPL CO 6,853 298 0.01%
615 SPECTRA ENERGY PARTNERS LP 6,795 297 0.01%
616 ELECTRONIC ARTS INC 3,468 296 0.01%
617 CANADIAN PAC RY LTD 1,918 293 0.01%
618 MONRO MUFFLER BRAKE INC 4,793 293 0.01%
619 VANGUARD ADMIRAL FDS INC 3,176 291 0.01%
620 ZIMMER BIOMET HLDGS INC 2,234 290 0.01%
621 VANGUARD ADMIRAL FDS INC 2,633 287 0.01%
622 BAKER HUGHES INC 5,663 286 0.01%
623 MIDLAND STS BANCORP INC ILL COM 11,292 286 0.01%
624 FACTSET RESH SYS INC 1,753 284 0.01%
625 GENTEX CORP 15,777 277 0.01%
626 WISDOMTREE TR 7,362 277 0.01%
627 ISHARES TR 5,031 277 0.01%
628 GAP 12,400 276 0.01%
629 POWERSHARES ETF TRUST II 12,100 274 0.01%
630 INGREDION INC 2,055 273 0.01%
631 ISHARES TR 1,820 273 0.01%
632 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
633 POWERSHS DB MULTI SECT COMM 6,670 271 0.01%
634 ISHARES INC 5,846 267 0.01%
635 SPLUNK INC 4,516 265 0.01%
636 ATMOS ENERGY CORP 3,547 264 0.01%
637 ENBRIDGE ENERGY PARTNERS L P 10,337 263 0.01%
638 ACUITY BRANDS INC 989 262 0.01%
639 COHEN & STEERS INFRASTRUCTUR 12,129 261 0.01%
640 MARSH & MCLENNAN COS INC 3,866 260 0.01%
641 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
642 RYDEX ETF TRUST 3,073 259 0.01%
643 AMETEK INC NEW 5,375 257 0.01%
644 CHEMED CORP NEW COM 1,792 253 0.01%
645 GRAND CANYON ED INC 6,275 253 0.01%
646 FIRST TR EXCHANGE TRADED FD 14,495 253 0.01%
647 UNITED STS 12 MONTH OIL FD L 13,501 252 0.01%
648 NXP SEMICONDUCTORS N V 2,462 251 0.01%
649 OMNICELL INC 6,515 250 0.01%
650 HARMAN INTL INDS INC 2,965 250 0.01%
Page 13 of 16