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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 67 Institutional holders with a total value of $264,786,438.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,376,154 76,451,000 28.87%
2 WELLS FARGO & COMPANY/MN 2,308,140 40,323,000 15.23%
3 UBS Group AG 1,802,412 31,488,000 11.89%
4 LPL Financial LLC 929,454 16,303,000 6.16%
5 MSI Financial Services Inc 888,636 15,524,000 5.86%
6 Raymond James Financial Services Advisors, Inc. 465,270 8,128,000 3.07%
7 BANK OF AMERICA CORP /DE/ 463,641 8,100,000 3.06%
8 ROYAL BANK OF CANADA 347,146 6,065,000 2.29%
9 Orion Porfolio Solutions, LLC 343,000 5,992,000 2.26%
10 AMERIPRISE FINANCIAL INC 305,885 5,464,000 2.06%
11 BAIRD FINANCIAL GROUP, INC. 276,885 4,837,000 1.83%
12 ADVISOR GROUP, INC. 192,480 3,362,000 1.27%
13 HL FINANCIAL SERVICES LLC 187,498 3,276,000 1.24%
14 RAYMOND JAMES & ASSOCIATES 177,484 3,101,000 1.17%
15 IFP ADVISORS, INC 126,995 2,219,000 0.84%
16 BB&T SECURITIES, LLC 120,416 2,103,000 0.79%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 116,674 2,054,000 0.78%
18 D.A. DAVIDSON & CO. 112,709 1,969,000 0.74%
19 Commonwealth Equity Services, Inc 107,980 1,886,000 0.71%
20 STIFEL FINANCIAL CORP 107,088 1,864,000 0.70%
21 SNOWDEN CAPITAL ADVISORS LLC 104,480 1,825,266 0.69%
22 First Heartland Consultants, Inc. 82,735 1,445,000 0.55%
23 Regal Investment Advisors LLC 79,278 1,385,000 0.52%
24 OLD MISSION CAPITAL LLC 74,909 1,309,000 0.49%
25 Cambridge Investment Research Advisors, Inc. 72,889 1,273,000 0.48%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 68,456 1,200,000 0.45%
27 OPPENHEIMER & CO INC 66,704 1,165,000 0.44%
28 SNS Financial Group, LLC 62,391 1,090,000 0.41%
29 Stratos Wealth Partners, LTD. 60,213 1,052,000 0.40%
30 Janney Montgomery Scott LLC 50,861 889,000 0.34%
31 HEFTY WEALTH PARTNERS 49,441 863,000 0.33%
32 Cetera Advisors LLC 47,694 826,000 0.31%
33 ATWOOD & PALMER INC 43,950 768,000 0.29%
34 CITIGROUP INC 43,053 755,000 0.29%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 40,619 710,000 0.27%
36 WEDBUSH SECURITIES INC 37,638 658,000 0.25%
37 Cetera Advisor Networks LLC 37,346 652,000 0.25%
38 GIRARD SECURITIES, INC. 27,027 472,000 0.18%
39 Virtu KCG Holdings LLC 23,537 411,000 0.16%
40 WFG Advisors, LP 22,887 400,000 0.15%
41 Sigma Planning Corp 22,172 387,000 0.15%
42 GENEOS WEALTH MANAGEMENT INC. 21,366 373,000 0.14%
43 Dynamic Advisor Solutions LLC 20,629 360,000 0.14%
44 Moors & Cabot, Inc. 20,305 354,000 0.13%
45 Aspen Investment Management Inc 20,200 353,000 0.13%
46 Wills Financial Group, Inc. 19,915 347,000 0.13%
47 INVESTMENT CENTERS OF AMERICA INC 18,567 324,000 0.12%
48 NewEdge Advisors, LLC 18,494 323,000 0.12%
49 BRONFMAN E.L. ROTHSCHILD, L.P. 15,000 262,000 0.10%
50 STEPHENS INC /AR/ 14,495 253,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.