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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
201 FIRST TR EXCHANGE TRADED FD 6,141 374 0.02%
202 NEW MEDIA INVT GROUP INC COM 24,208 375 0.02%
203 MORGAN STANLEY 11,718 376 0.02%
204 ASPEN TECHNOLOGY INC 8,031 376 0.02%
205 PACER FDS TR 16,300 378 0.02%
206 CNH INDL N V 52,441 379 0.02%
207 Yadkin Finl Corp Com 14,467 380 0.02%
208 AMERISOURCEBERGEN CORP 4,716 381 0.02%
209 KEYCORP NEW 31,352 382 0.02%
210 OLD REP INTL CORP 21,762 383 0.02%
211 BERKLEY W R CORP 6,628 383 0.02%
212 MAXIMUS INC 6,808 385 0.02%
213 CARDTRONICS PLC SHS CL A 8,639 385 0.02%
214 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
215 MAGNA INTL INC 9,024 388 0.02%
216 AMERIPRISE FINL INC 3,917 391 0.02%
217 RICE ENERGY 15,105 394 0.02%
218 KAYNE ANDERSON MDSTM ENERGY FD 25,020 396 0.02%
219 NORDSTROM INC 7,652 397 0.02%
220 ISHARES GOLD TRUST 31,367 398 0.02%
221 TALLGRASS ENERGY PARTNERS LP 8,272 399 0.02%
222 CLUBCORP HLDGS INC 27,804 402 0.02%
223 COPART INC 7,518 403 0.02%
224 Western Gas Equity Partners, L.P. 9,520 405 0.02%
225 WASHINGTON PRIME GROUP NEW 32,875 407 0.02%
226 SYMANTEC CORP 16,298 409 0.02%
227 CORE-MARK HLDG CO INC COM 11,463 410 0.02%
228 IMAX CORP 14,211 412 0.02%
229 ANSYS 4,498 417 0.02%
230 BUCKEYE PARTNERS L P 5,833 418 0.02%
231 TYLER TECHNOLOGIES INC 2,453 420 0.02%
232 ALASKA AIR GROUP INC 6,401 422 0.02%
233 CHECK POINT SOFTWARE TECH LT 5,473 425 0.02%
234 NUVASIVE INC 6,415 428 0.02%
235 CM FIN INC 47,246 430 0.02%
236 ISHARES 10-20 YEAR TREASURY BOND ETF 2,980 432 0.02%
237 FIRST TR ENERGY INCOME GRO 15,966 433 0.02%
238 CABELAS INC 7,882 433 0.02%
239 CROSS TIMBERS RTY TR 23,817 434 0.02%
240 W P CAREY INC 6,769 437 0.02%
241 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 28,415 438 0.02%
242 MARKETAXESS HLDGS INC 2,666 441 0.02%
243 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 9,524 442 0.02%
244 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 17,070 443 0.02%
245 NATIONAL INSTRS CORP 15,609 443 0.02%
246 COMMERCE BANCSHARES INC 9,005 444 0.02%
247 ISHARES S&P GSCI COMMODITY I 30,213 448 0.02%
248 VARIAN MED SYS INC 4,514 449 0.02%
249 ARCHER DANIELS MIDLAND CO 10,640 449 0.02%
250 APPLIED MATLS INC 14,916 450 0.02%
Page 5 of 16