| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 13,491,095 | 626,392,000 | 36.31% | ||
| 2 | MORGAN STANLEY | 4,602,872 | 213,712,000 | 12.39% | ||
| 3 | WELLS FARGO & COMPANY/MN | 3,900,221 | 181,087,000 | 10.50% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,533,091 | 71,181,000 | 4.13% | ||
| 5 | UBS Group AG | 1,456,393 | 67,620,000 | 3.92% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 948,349 | 44,032,000 | 2.55% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 892,815 | 41,454,000 | 2.40% | ||
| 8 | AMERIPRISE FINANCIAL INC | 765,689 | 36,071,000 | 2.09% | ||
| 9 | MSI Financial Services Inc | 719,408 | 33,403,000 | 1.94% | ||
| 10 | BANK OF MONTREAL /CAN/ | 619,739 | 28,774,000 | 1.67% | ||
| 11 | LPL Financial LLC | 607,550 | 27,874,000 | 1.62% | ||
| 12 | AVIANCE CAPITAL MANAGEMENT, LLC | 437,041 | 20,292,000 | 1.18% | ||
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 416,699 | 19,347,000 | 1.12% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 414,130 | 19,228,000 | 1.11% | ||
| 15 | NewSquare Capital LLC | 365,171 | 16,955,000 | 0.98% | ||
| 16 | Janney Montgomery Scott LLC | 338,751 | 15,728,000 | 0.91% | ||
| 17 | STIFEL FINANCIAL CORP | 296,218 | 13,758,000 | 0.80% | ||
| 18 | Cerity Partners OCIO LLC | 295,687 | 13,729,000 | 0.80% | ||
| 19 | Astor Investment Management LLC | 291,276 | 13,524,000 | 0.78% | ||
| 20 | ROYAL BANK OF CANADA | 290,300 | 13,478,000 | 0.78% | ||
| 21 | Shamrock Asset Management LLC | 270,352 | 12,551,000 | 0.73% | ||
| 22 | BAIRD FINANCIAL GROUP, INC. | 180,147 | 8,364,000 | 0.48% | ||
| 23 | CITIGROUP INC | 174,610 | 8,107,000 | 0.47% | ||
| 24 | Transamerica Financial Advisors, LLC | 166,474 | 7,730,000 | 0.45% | ||
| 25 | HL FINANCIAL SERVICES LLC | 164,576 | 7,641,000 | 0.44% | ||
| 26 | BB&T SECURITIES, LLC | 162,178 | 7,529,000 | 0.44% | ||
| 27 | CWM, LLC | 157,852 | 7,329,000 | 0.42% | ||
| 28 | SUNTRUST BANKS INC | 135,314 | 6,282,000 | 0.36% | ||
| 29 | SignalPoint Asset Management, LLC | 126,697 | 5,883,000 | 0.34% | ||
| 30 | BENJAMIN F. EDWARDS & COMPANY, INC. | 112,885 | 5,241,000 | 0.30% | ||
| 31 | WOLVERINE TRADING LP /BD | 111,230 | 5,113,000 | 0.30% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 107,871 | 5,058,000 | 0.29% | ||
| 33 | IFC Holdings Incorporated/FL | 90,299 | 4,195,000 | 0.24% | ||
| 34 | NAVELLIER & ASSOCIATES INC | 88,250 | 4,097,000 | 0.24% | ||
| 35 | GOLDMAN SACHS GROUP INC | 86,199 | 4,002,000 | 0.23% | ||
| 36 | CREDIT SUISSE AG/ | 83,815 | 3,892,000 | 0.23% | ||
| 37 | JANE STREET GROUP, LLC | 83,002 | 3,854,000 | 0.22% | ||
| 38 | NewEdge Advisors, LLC | 80,983 | 3,760,000 | 0.22% | ||
| 39 | SII INVESTMENTS INC/WI | 79,875 | 3,711,000 | 0.22% | ||
| 40 | Commonwealth Equity Services, Inc | 78,320 | 3,636,000 | 0.21% | ||
| 41 | First Horizon Advisors, Inc. | 77,184 | 3,529,000 | 0.20% | ||
| 42 | ADVISOR GROUP, INC. | 75,715 | 3,515,000 | 0.20% | ||
| 43 | Private Advisor Group, LLC | 72,978 | 3,348,000 | 0.19% | ||
| 44 | Tower Research Capital LLC (TRC) | 70,255 | 3,262,000 | 0.19% | ||
| 45 | LifePlan Financial Group, Inc | 69,617 | 3,232,000 | 0.19% | ||
| 46 | CIBC WORLD MARKET INC. | 68,633 | 3,187,000 | 0.18% | ||
| 47 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 63,036 | 2,927,000 | 0.17% | ||
| 48 | Beaumont Financial Partners, LLC | 62,609 | 2,907,000 | 0.17% | ||
| 49 | HighTower Advisors, LLC | 62,604 | 2,903,000 | 0.17% | ||
| 50 | Regal Investment Advisors LLC | 61,374 | 2,850,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
