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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 138 Institutional holders with a total value of $553,180,881.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,557,974 94,803,000 17.14%
2 WELLS FARGO & COMPANY/MN 1,334,531 81,207,000 14.68%
3 UBS Group AG 571,155 34,755,000 6.28%
4 BANK OF AMERICA CORP /DE/ 491,001 29,877,000 5.40%
5 LPL Financial LLC 456,251 27,389,000 4.95%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 393,987 23,974,000 4.33%
7 GOLDMAN SACHS GROUP INC 323,486 19,684,000 3.56%
8 Astor Investment Management LLC 320,469 19,501,000 3.53%
9 AMERIPRISE FINANCIAL INC 196,779 11,987,000 2.17%
10 ENVESTNET ASSET MANAGEMENT INC 195,111 11,873,000 2.15%
11 RAYMOND JAMES & ASSOCIATES 188,342 11,461,000 2.07%
12 SignalPoint Asset Management, LLC 156,093 9,498,000 1.72%
13 ROYAL BANK OF CANADA 151,786 9,236,000 1.67%
14 PURA VIDA INVESTMENTS, LLC 150,000 9,128,000 1.65% Put
15 Raymond James Financial Services Advisors, Inc. 134,948 8,212,000 1.48%
16 BARCLAYS PLC 121,500 7,393,000 1.34% Put
17 BB&T SECURITIES, LLC 116,829 7,109,000 1.29%
18 AVIANCE CAPITAL MANAGEMENT, LLC 109,374 6,655,000 1.20%
19 Janney Montgomery Scott LLC 107,081 6,516,000 1.18%
20 BAIRD FINANCIAL GROUP, INC. 103,139 6,276,000 1.13%
21 SII INVESTMENTS INC/WI 102,853 6,242,000 1.13%
22 CITADEL ADVISORS LLC 86,682 5,275,000 0.95%
23 CREDIT SUISSE AG/ 81,697 4,971,000 0.90%
24 SG Americas Securities, LLC 76,520 4,656,000 0.84%
25 Tower Research Capital LLC (TRC) 74,963 4,561,000 0.82%
26 BKS ADVISORS, LLC 71,525 4,352,000 0.79%
27 WOLVERINE TRADING LP /BD 71,590 4,308,000 0.78%
28 NAVELLIER & ASSOCIATES INC 70,626 4,298,000 0.78%
29 Cambridge Investment Research Advisors, Inc. 70,252 4,275,000 0.77%
30 SUNTRUST BANKS INC 68,382 4,123,000 0.75%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 55,246 3,362,000 0.61%
32 Commonwealth Equity Services, Inc 51,743 3,149,000 0.57%
33 CITIGROUP INC 49,465 3,010,000 0.54%
34 Beaumont Financial Partners, LLC 48,558 2,955,000 0.53%
35 HL FINANCIAL SERVICES LLC 47,551 2,893,000 0.52%
36 MSI Financial Services Inc 43,828 2,667,000 0.48%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,614 2,532,000 0.46%
38 STIFEL FINANCIAL CORP 37,827 2,307,000 0.42%
39 OLD NATIONAL BANCORP /IN/ 35,042 2,132,000 0.39%
40 JANE STREET GROUP, LLC 34,488 2,099,000 0.38%
41 Virtu KCG Holdings LLC 32,956 2,005,000 0.36%
42 WEALTHPLAN PARTNERS, LLC 29,121 1,748,137 0.32%
43 ADVISOR GROUP, INC. 25,626 1,560,000 0.28%
44 MILLENNIUM MANAGEMENT LLC 24,225 1,474,000 0.27%
45 PNC FINANCIAL SERVICES GROUP, INC. 24,099 1,466,000 0.27%
46 First Allied Advisory Services, Inc. 22,230 1,353,000 0.24%
47 Atria Investments, Inc 21,898 1,332,000 0.24%
48 Ironsides Asset Advisors, LLC 21,315 1,297,000 0.23%
49 IFC Holdings Incorporated/FL 20,469 1,248,000 0.23%
50 OPPENHEIMER & CO INC 18,653 1,135,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.