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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
351 TORONTO DOMINION BK ONT 16,684 741 0.03%
352 BLACKROCK CR ALLOCATION INCO 55,990 747 0.03%
353 HALLIBURTON CO 16,792 754 0.03%
354 UNDER ARMOUR INC 19,764 764 0.03%
355 FIRST BUSEY CORP COM 33,921 767 0.03%
356 ULTIMATE SOFTWARE GROUP INC COM 3,788 774 0.03%
357 ISHARES TR 6,260 777 0.03%
358 EDWARDS LIFESCIENCES CORP 6,459 779 0.03%
359 CME GROUP INC 7,458 780 0.03%
360 JPMORGAN CHASE & CO 24,850 783 0.03%
361 FIRST MIDWEST BANCORP DEL COM 40,793 790 0.03%
362 AMERIS BANCORP 22,777 796 0.03%
363 GARTNER INC 9,022 798 0.03%
364 VIACOM INC NEW 21,181 807 0.04%
365 FORTINET INC 21,977 812 0.04%
366 ISHARES TR 6,578 821 0.04%
367 FASTENAL CO 19,745 825 0.04%
368 POWERSHS DB MULTI SECT COMM 41,320 826 0.04%
369 PACIRA PHARMACEUTICALS INC 24,138 826 0.04%
370 Tortoise Egy Infrastruct 26,973 829 0.04%
371 FIRST TR STOXX EUROPEAN SELE 71,539 846 0.04%
372 WESTERN UN CO 40,661 847 0.04%
373 ISHARES TR 3,897 848 0.04%
374 CHUYS HLDGS INC COM 30,509 852 0.04%
375 ISHARES TR 16,347 852 0.04%
376 MONMOUTH REAL ESTATE INVT CO 60,008 856 0.04%
377 RYDEX ETF TRUST 6,872 857 0.04%
378 SONIC CORP 33,015 864 0.04%
379 KNIGHT TRANSN INC 30,173 866 0.04%
380 ENTERGY CORP NEW 11,362 872 0.04%
381 COSTAR GROUP 4,041 875 0.04%
382 HELMERICH & PAYNE INC 12,998 875 0.04%
383 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 36,998 899 0.04%
384 MONDELEZ INTL INC 20,550 902 0.04%
385 NUCOR CORP 18,326 906 0.04%
386 PACWEST BANCORP DEL COM 21,164 908 0.04%
387 MOSAIC CO NEW 37,141 908 0.04%
388 TOTAL S A 19,168 914 0.04%
389 ISHARES TR 8,670 919 0.04%
390 TRINITY BIOTECH PLC 69,697 921 0.04%
391 FIDELITY NATL INFORMATION SV 12,457 960 0.04%
392 TRISTATE CAP HLDGS INC COM 59,465 960 0.04%
393 SMUCKER J M CO 7,095 962 0.04%
394 PLAINS GP HOLDINGS LP 74,947 970 0.04%
395 MTS SYS CORP 21,247 978 0.04%
396 HSBC HLDGS PLC 26,091 981 0.04%
397 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 21,480 983 0.04%
398 DIAMOND OFFSHR DRILLING 55,878 984 0.04%
399 ROYAL BK CDA MONTREAL QUE 15,937 987 0.04%
400 MIDDLEBY CORP 7,994 988 0.04%
Page 8 of 16