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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $260,469,345.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,049,946 33,107,000 12.71%
2 SECOND CURVE CAPITAL LLC 1,375,015 22,206,000 8.53%
3 HEARTLAND ADVISORS INC 1,174,512 18,968,000 7.28%
4 FSI GROUP, LLC 1,005,644 16,241,000 6.24%
5 DEUTSCHE BANK AG\ 811,332 13,102,000 5.03%
6 BLACKROCK ADVISORS LLC 721,997 11,660,000 4.48%
7 VANGUARD GROUP INC 706,242 11,406,000 4.38%
8 BlackRock Fund Advisors 617,339 9,970,000 3.83%
9 Elizabeth Park Capital Advisors, Ltd. 610,583 9,861,000 3.79%
10 DIMENSIONAL FUND ADVISORS LP 508,564 8,213,000 3.15%
11 Brandywine Global Investment Management, LLC 461,231 7,449,000 2.86%
12 CASTINE CAPITAL MANAGEMENT, LLC 429,566 6,937,000 2.66%
13 PERRITT CAPITAL MANAGEMENT INC 413,526 6,678,000 2.56%
14 ROYCE & ASSOCIATES LP 401,152 6,479,000 2.49%
15 EMERALD ADVISERS, LLC 394,693 6,374,000 2.45%
16 STATE STREET CORP 345,273 5,577,000 2.14%
17 BROWN ADVISORY INC 307,245 4,963,000 1.91%
18 PUTNAM INVESTMENTS LLC 282,730 4,566,000 1.75%
19 JPMORGAN CHASE & CO 255,100 4,120,000 1.58%
20 BlackRock Institutional Trust Company, N.A. 254,533 4,111,000 1.58%
21 KESTREL INVESTMENT MANAGEMENT CORP 237,450 3,835,000 1.47%
22 NORTHERN TRUST CORP 234,815 3,792,000 1.46%
23 WELLINGTON MANAGEMENT GROUP LLP 221,573 3,578,000 1.37%
24 PNC FINANCIAL SERVICES GROUP, INC. 219,500 3,545,000 1.36%
25 RENAISSANCE TECHNOLOGIES LLC 202,700 3,274,000 1.26%
26 GEODE CAPITAL MANAGEMENT, LLC 170,319 2,750,000 1.06%
27 NBW CAPITAL LLC 117,755 1,902,000 0.73%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 113,960 1,840,000 0.71%
29 Nationwide Fund Advisors 92,686 1,497,000 0.57%
30 BlackRock Investment Management, LLC 92,633 1,496,000 0.57%
31 Bank of New York Mellon Corp 82,515 1,333,000 0.51%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 73,951 1,194,000 0.46%
33 WEDGE CAPITAL MANAGEMENT L L P/NC 61,600 995,000 0.38%
34 STEPHENS INC /AR/ 59,465 960,000 0.37%
35 GIRARD ADVISORY SERVICES, LLC 57,767 933,000 0.36% SH
36 D. E. Shaw & Co., Inc. 55,800 901,000 0.35%
37 Capital Impact Advisors, LLC 54,375 878,000 0.34%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,000 873,000 0.34%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,494 751,000 0.29%
40 TEACHERS ADVISORS, LLC 42,461 686,000 0.26%
41 STRS OHIO 42,431 685,000 0.26%
42 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 38,224 616,000 0.24%
43 EMERALD ACQUISITION LTD. 37,114 600,000 0.23%
44 Swiss National Bank 35,338 571,000 0.22%
45 GLOBEFLEX CAPITAL L P 28,630 462,000 0.18%
46 Commonwealth Equity Services, Inc 28,090 454,000 0.17%
47 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,500 428,000 0.16%
48 PRUDENTIAL FINANCIAL INC 26,020 420,000 0.16%
49 PANAGORA ASSET MANAGEMENT INC 25,701 415,000 0.16%
50 TWO SIGMA ADVISERS, LP 25,600 413,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.