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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 98 Institutional holders with a total value of $475,922,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 3,895,426 94,659,000 19.89%
2 MORGAN STANLEY 3,813,659 92,673,000 19.47%
3 UBS Group AG 1,967,921 47,820,000 10.05%
4 GOLDMAN SACHS GROUP INC 1,323,521 32,162,000 6.76%
5 BANK OF AMERICA CORP /DE/ 1,323,199 32,154,000 6.76%
6 Astor Investment Management LLC 1,066,715 25,921,000 5.45%
7 ROYAL BANK OF CANADA 471,928 11,467,000 2.41%
8 Orion Porfolio Solutions, LLC 431,000 10,473,000 2.20%
9 LPL Financial LLC 391,289 9,473,000 1.99%
10 AMERIPRISE FINANCIAL INC 385,560 9,368,000 1.97%
11 AVIANCE CAPITAL MANAGEMENT, LLC 366,473 8,905,000 1.87%
12 SignalPoint Asset Management, LLC 317,398 7,713,000 1.62%
13 BSC PRIVATE WEALTH MANAGEMENT, LLC 255,111 6,176,000 1.30%
14 ENVESTNET ASSET MANAGEMENT INC 253,989 6,172,000 1.30%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 253,393 6,157,000 1.29%
16 Smart Portfolios, LLC 206,135 5,010,000 1.05%
17 HOCHMAN COLE INVESTMENT ADVISORS, INC. 201,344 4,893,000 1.03%
18 RAYMOND JAMES & ASSOCIATES 200,408 4,870,000 1.02%
19 Cambridge Investment Research Advisors, Inc. 166,975 4,057,000 0.85%
20 ADVISOR GROUP, INC. 158,167 3,843,000 0.81%
21 Janney Montgomery Scott LLC 147,693 3,589,000 0.75%
22 Raymond James Financial Services Advisors, Inc. 141,798 3,446,000 0.72%
23 Beaumont Financial Partners, LLC 121,595 2,955,000 0.62%
24 IMA Advisory Services, Inc. 100,305 2,437,000 0.51%
25 HOWE & RUSLING INC 93,462 2,271,000 0.48%
26 Commonwealth Equity Services, Inc 77,301 1,878,000 0.39%
27 Atria Investments, Inc 71,475 1,737,000 0.36%
28 SUNTRUST BANKS INC 70,426 1,711,000 0.36%
29 NATIONAL PLANNING CORP 67,039 1,618,000 0.34%
30 Cetera Advisor Networks LLC 62,120 1,510,000 0.32%
31 OPPENHEIMER & CO INC 59,979 1,458,000 0.31%
32 HL FINANCIAL SERVICES LLC 55,849 1,357,000 0.29%
33 BANCO ITAU HOLDING FINANCEIRA S A 54,045 1,313,000 0.28%
34 D.A. DAVIDSON & CO. 53,495 1,299,000 0.27%
35 WAYNE HUMMER INVESTMENTS L.L.C. 52,235 1,269,000 0.27%
36 First Heartland Consultants, Inc. 50,590 1,229,000 0.26%
37 BB&T SECURITIES, LLC 45,687 1,110,000 0.23%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 38,087 926,000 0.19%
39 STEPHENS INC /AR/ 36,998 899,000 0.19%
40 STIFEL FINANCIAL CORP 36,312 884,000 0.19%
41 CITADEL ADVISORS LLC 36,142 878,000 0.18%
42 OLD NATIONAL BANCORP /IN/ 34,049 827,000 0.17%
43 Freedom Investment Management, Inc. 33,902 824,000 0.17%
44 MSI Financial Services Inc 32,539 791,000 0.17%
45 SG Americas Securities, LLC 27,560 670,000 0.14%
46 INVESTMENT CENTERS OF AMERICA INC 25,621 626,000 0.13%
47 Private Advisor Group, LLC 24,273 588,000 0.12%
48 RISK PARADIGM GROUP, LLC 23,287 565,874 0.12%
49 B. Riley Wealth Advisors, Inc. 22,678 552,000 0.12%
50 SII INVESTMENTS INC/WI 22,611 550,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.