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Institutional Investment Manager
NEW YORK STATE COMMON RETIREMENT FUND
NEW YORK STATE COMMON RETIREMENT FUND (CIK: 0000810265) incorporated in New York, located at Office Of The State Comptroller, Albany, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,133 holdings with a total value of $69,423,367,000.
#
Name
Shares
Value ($)
%
Options
Notes
3101 MACATAWA BK CORP COM 4,200 34,000 0.00%
3102 SOUTHERN FIRST 1,200 33,000 0.00%
3103 PROVIDENT FINL HLDGS INC COM 1,700 33,000 0.00%
3104 AMPIO PHARMACEUTICALS INC 44,900 33,000 0.00%
3105 VTV THERAPEUTICS INC 4,300 31,000 0.00%
3106 CYTRX CORP 50,900 30,000 0.00%
3107 FIFTH STR ASSET MGMT INC 5,200 29,000 0.00%
3108 ERIN ENERGY CORP COM 12,500 29,000 0.00%
3109 FORTRESS BIOTECH INC 9,439 28,000 0.00%
3110 C D I CORP 4,789 27,000 0.00%
3111 Syndax Pharmaceuticals Inc 1,800 27,000 0.00%
3112 PREMIER FINL BANCORP INC COM 1,500 26,000 0.00%
3113 SENSEONICS HOLDINGS INC 6,500 25,000 0.00%
3114 USMD Holdings Inc 1,100 25,000 0.00%
3115 NL INDS INC COM NEW 6,200 24,000 0.00%
3116 CHEROKEE INC DEL NEW 2,300 24,000 0.00%
3117 CORINDUS VASCULAR ROBOTICS I COM 20,500 23,000 0.00%
3118 CHROMADEX CORP 7,400 22,000 0.00%
3119 HARVARD BIOSCIENCE INC 6,332 17,000 0.00%
3120 USA TECHNOLOGIES INC COM NO PAR 3,100 17,000 0.00%
3121 RADIO ONE INC CL D NON VTG 5,000 15,000 0.00%
3122 FIBROCELL SCIENCE INC 20,842 15,000 0.00%
3123 TOKAI PHARMACEUTICALS INC 8,600 13,000 0.00%
3124 EARTHSTONE ENERGY INC 1,200 10,000 0.00%
3125 SEARS HOMETOWN & OUTLET STOR 2,119 10,000 0.00%
3126 GLOBAL WTR RES INC 1,200 10,000 0.00%
3127 CORVUS PHARMACEUTICALS INC COM 400 7,000 0.00%
3128 ARGOS THERAPEUTICS INC 1,500 7,000 0.00%
3129 CYTORI THERAPEUTICS INC 3,067 6,000 0.00%
3130 GLOBAL SOURCES LTD 500 4,000 0.00%
3131 GRIFFIN INL RLTY INC 100 3,000 0.00%
3132 COMPX INTERNATIONAL INC 200 2,000 0.00%
3133 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 1,920 1,000 0.00%
Page 63 of 63

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000810265-16-000015, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.