| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | Hong Kong & China Gas Co Ltd | 11,450 | 21,000 | 0.00% | ||
| 102 | Macquarie Infrastructure Corp | 18,000 | 21,000 | 0.00% | PRN | |
| 103 | ON SEMICONDUCTOR CORP | 20,000 | 21,000 | 0.00% | PRN | |
| 104 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 25,000 | 22,000 | 0.00% | PRN | |
| 105 | Monitise PLC Ord | 676,100 | 25,000 | 0.00% | ||
| 106 | Abraxas Petroleum Corp | 22,917 | 26,000 | 0.00% | ||
| 107 | HOLOGIC INC SR STEP CV NT 42 | 20,000 | 26,000 | 0.00% | PRN | |
| 108 | KRISPY KREME DOUGHNT | 1,300 | 27,000 | 0.00% | Call | |
| 109 | Bombardier Inc | 18,750 | 28,000 | 0.00% | ||
| 110 | SCOR SE ADR | 10,108 | 31,000 | 0.00% | ||
| 111 | CVENT INC COM | 900 | 32,000 | 0.00% | Put | |
| 112 | PARKS! AMERICA INC | 400,000 | 33,000 | 0.00% | ||
| 113 | NELSON EDUCATION LTD | 167,955 | 34,000 | 0.00% | ||
| 114 | Fannie Mae | 17,053 | 34,000 | 0.00% | ||
| 115 | PENGROWTH ENERGY CORP | 18,512 | 34,000 | 0.00% | ||
| 116 | JARDEN CORP | 19,000 | 38,000 | 0.00% | PRN | |
| 117 | COMPANHIA SIDERURGICA NACION | 15,542 | 38,000 | 0.00% | ||
| 118 | XILINX INC SR NT CV2.625 17 | 24,000 | 39,000 | 0.00% | PRN | |
| 119 | MODUSLINK GLOBAL SOLUTIONS I | 32,650 | 40,000 | 0.00% | ||
| 120 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 42,000 | 43,000 | 0.00% | PRN | |
| 121 | YUME INC | 10,564 | 45,000 | 0.00% | ||
| 122 | SYNACOR INC COM | 14,750 | 45,000 | 0.00% | ||
| 123 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 12,048 | 46,000 | 0.00% | ||
| 124 | Sumitomo Mitsui Trust Hldgs ADR | 14,072 | 46,000 | 0.00% | ||
| 125 | SHARPS COMPLIANCE CORP | 10,684 | 47,000 | 0.00% | ||
| 126 | Nomura Holdings Inc | 13,527 | 47,000 | 0.00% | ||
| 127 | SAFEWAY INC PDC CVR | 386,430 | 48,000 | 0.00% | ||
| 128 | Alumina Ltd ADR | 12,421 | 48,000 | 0.00% | ||
| 129 | PEREGRINE PHARMACEUTICALS IN | 133,032 | 48,000 | 0.00% | ||
| 130 | VOC ENERGY TR | 15,558 | 51,000 | 0.00% | ||
| 131 | BLACKROCK DEBT STRAT FD INC COM | 14,522 | 51,000 | 0.00% | ||
| 132 | GAMESA CORP TECN-UNSPON ADR | 12,450 | 52,000 | 0.00% | ||
| 133 | DANAHER CORP DEL LYON 01/21 | 18,000 | 53,000 | 0.00% | PRN | |
| 134 | Porsche Automobil Holding SE | 11,506 | 54,000 | 0.00% | ||
| 135 | VARDE INV PARTNER LP | 84,561 | 55,000 | 0.00% | ||
| 136 | TELEFLEX INC | 19,000 | 55,000 | 0.00% | PRN | |
| 137 | OCH-ZIFF CAP MGMT GROUP CL A SHS | 14,471 | 55,000 | 0.00% | ||
| 138 | MYLAN N V | 1,300 | 56,000 | 0.00% | Call | |
| 139 | ALLIQUA BIOMEDICAL INC | 50,000 | 56,000 | 0.00% | ||
| 140 | MCDERMOTT INTL INC | 11,626 | 57,000 | 0.00% | ||
| 141 | ASHFORD HOSPITALITY TR INC | 10,669 | 58,000 | 0.00% | ||
| 142 | First Pac Ltd ADR | 15,613 | 59,000 | 0.00% | ||
| 143 | UNICHARM CORP | 13,509 | 60,000 | 0.00% | ||
| 144 | FULL CIRCLE CAP CORP | 22,357 | 60,000 | 0.00% | ||
| 145 | HHGREGG INC | 34,135 | 60,000 | 0.00% | ||
| 146 | SANOFI SPOND FUNSPONSORED ADR | 11,458 | 62,000 | 0.00% | ||
| 147 | MCEWEN MINING INC COM | 16,116 | 62,000 | 0.00% | ||
| 148 | MILLENNIUM HEALTH LLC | 16,788 | 63,000 | 0.00% | ||
| 149 | AMICUS THERAPEUTICS INC COM | 12,092 | 66,000 | 0.00% | ||
| 150 | ADVENT CLAY CONV SEC INCORPORATED FD II | 11,957 | 66,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-018975, filed 2016.08.08).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
