| 1 |
Saba Capital Management, L.P. |
3,842,289 |
21,209,000 |
33.12% |
|
|
| 2 |
Advisors Asset Management, Inc. |
2,937,426 |
16,215,000 |
25.32% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,589,806 |
8,776,000 |
13.71% |
|
|
| 4 |
JPMORGAN CHASE & CO |
912,432 |
5,037,000 |
7.87% |
|
|
| 5 |
UBS Group AG |
430,948 |
2,379,000 |
3.72% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
243,556 |
1,345,000 |
2.10% |
|
|
| 7 |
LPL Financial LLC |
196,884 |
1,091,000 |
1.70% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
196,918 |
1,087,000 |
1.70% |
|
|
| 9 |
Raymond James Financial Services Advisors, Inc. |
193,874 |
1,070,000 |
1.67% |
|
|
| 10 |
MORGAN STANLEY |
179,919 |
994,000 |
1.55% |
|
|
| 11 |
AQR ARBITRAGE LLC |
151,205 |
835,000 |
1.30% |
|
|
| 12 |
1607 Capital Partners, LLC |
142,612 |
787,000 |
1.23% |
|
|
| 13 |
MARINER INVESTMENT GROUP LLC |
108,706 |
600,000 |
0.94% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
73,260 |
404,000 |
0.63% |
|
|
| 15 |
Curi Capital, LLC |
49,755 |
275,000 |
0.43% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
49,630 |
274,000 |
0.43% |
|
|
| 17 |
Shaker Financial Services, LLC |
49,300 |
272,000 |
0.42% |
|
|
| 18 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
41,133 |
228,000 |
0.36% |
|
|
| 19 |
ADVISOR GROUP, INC. |
38,120 |
209,000 |
0.33% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
26,062 |
145,000 |
0.23% |
|
|
| 21 |
STIFEL FINANCIAL CORP |
26,048 |
144,000 |
0.22% |
|
|
| 22 |
ROYAL BANK OF CANADA |
20,038 |
111,000 |
0.17% |
|
|
| 23 |
SHEPHERD KAPLAN KROCHUK, LLC |
19,960 |
110,000 |
0.17% |
|
|
| 24 |
JD CAPITAL MANAGEMENT LLC |
18,450 |
102,000 |
0.16% |
|
|
| 25 |
CITIGROUP INC |
14,818 |
82,000 |
0.13% |
|
|
| 26 |
Point View Wealth Management, Inc. |
14,422 |
80,000 |
0.12% |
|
|
| 27 |
AMERIPRISE FINANCIAL INC |
11,957 |
66,000 |
0.10% |
|
|
| 28 |
US BANCORP \DE\ |
9,400 |
52,000 |
0.08% |
|
|
| 29 |
Thomas J. Herzfeld Advisors, Inc. |
7,516 |
41,000 |
0.06% |
|
|
| 30 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
1,383 |
8,000 |
0.01% |
|
|
| 31 |
PENSERRA CAPITAL MANAGEMENT LLC |
344 |
2,000 |
0.00% |
|
|
| 32 |
Creative Planning |
200 |
1,000 |
0.00% |
|
|
