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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 CPFL ENERGIA S A 12,393 92 0.00%
1102 RARE ELEMENT RES LTD 555,475 84 0.00%
1103 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 PLUG POWER INC 35,084 74 0.00%
1106 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1107 EXELIXIS INC 12,724 72 0.00%
1108 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1109 CHEMOURS CO 13,269 71 0.00%
1110 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1111 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1112 Nomura Holdings Inc 12,487 69 0.00%
1113 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 DENBURY RESOURCES INC 31,465 64 0.00%
1116 TALEN ENERGY CORP COM 10,130 63 0.00%
1117 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1118 SILVER STD RES INC 11,674 60 0.00%
1119 PRETIUM RES INC 12,000 60 0.00%
1120 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1121 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1122 FORTUNA SILVER MINES INC 20,395 46 0.00%
1123 AKERS BIOSCIENCES INC 34,157 41 0.00%
1124 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1125 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1126 B2GOLD CORP 33,838 35 0.00%
1127 CTC Media, Inc. 18,736 35 0.00%
1128 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 VIVUS INC 27,490 28 0.00%
1131 GLOBALSTAR INC 17,076 25 0.00%
1132 SEQUENOM INC 15,046 25 0.00%
1133 LINN CO LLC 20,064 20 0.00%
1134 DRYSHIPS INC 94,998 17 0.00%
1135 MCEWEN MINING INC COM 15,319 16 0.00%
1136 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1137 ARCH COAL INC 12,021 12 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENN WEST PETE LTD NEW 13,324 11 0.00%
1140 PENGROWTH ENERGY CORP 10,060 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 SFX ENTMT INC 35,034 7 0.00%
1143 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1144 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1145 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
101 ABBVIE INC 401,553 23,788 0.18%
102 VISA INC 305,444 23,687 0.18%
103 HEWLETT PACKARD ENTERPRISE C 1,544,815 23,481 0.18%
104 AMERICAN AIRLS GROUP INC 547,609 23,191 0.18%
105 MICRON TECHNOLOGY INC 1,631,182 23,098 0.18%
106 REYNOLDS AMERICAN INC 498,436 23,003 0.18%
107 3M CO 149,432 22,510 0.17%
108 ISHARES 20 YEAR TREASURY BOND ETF 186,079 22,437 0.17%
109 MONDELEZ INTL INC 500,000 22,420 0.17% Call
110 COSTCO WHSL CORP NEW 136,464 22,039 0.17%
111 UNITED TECHNOLOGIES CORP 226,575 21,767 0.17%
112 ACTIVISION BLIZZARD INC 555,366 21,498 0.17%
113 YUM BRANDS INC 290,377 21,212 0.16%
114 EXPRESS SCRIPTS HLDG CO 242,363 21,185 0.16%
115 HALLIBURTON CO 616,883 20,999 0.16%
116 BOEING CO 144,284 20,862 0.16%
117 AMAZON.COM INC 30,000 20,277 0.16% Put
118 COACH INC 618,969 20,259 0.16%
119 V F CORP 320,100 19,926 0.15% Call
120 PRICELINE GRP INC 15,100 19,252 0.15% Call
121 ISHARES TR 170,470 19,198 0.15%
122 RADIUS HEALTH INCORPORATED COM NEW 311,191 19,151 0.15%
123 SANDISK CORP 240,807 18,299 0.14%
124 TWITTER INC 787,518 18,223 0.14%
125 HP INC 1,535,841 18,184 0.14%
126 ORACLE CORP 491,704 17,962 0.14%
127 QIHOO 360 TECHNOLOGY CO LTD 245,792 17,896 0.14%
128 NOVO-NORDISK A S 306,082 17,777 0.14%
129 BRISTOL MYERS SQUIBB CO 255,535 17,578 0.14%
130 ISHARES 839,834 17,368 0.13%
131 TEXAS INSTRS INC 313,806 17,200 0.13%
132 ELECTRONIC ARTS INC 249,970 17,178 0.13%
133 KINDER MORGAN INC DEL 1,128,417 16,836 0.13%
134 FORD MTR CO DEL 1,193,316 16,814 0.13%
135 WELLTOWER INC 243,865 16,590 0.13%
136 AVAGO TECHNOLOGIES LTD SHS 113,762 16,513 0.13%
137 BERKSHIRE HATHAWAY INC DEL 125,000 16,505 0.13% Put
138 TRANSOCEAN LTD 1,305,894 16,167 0.12%
139 MONSTER BEVERAGE CORP NEW 106,003 15,790 0.12%
140 ALEXION PHARMACEUTIC 82,367 15,712 0.12%
141 REYNOLDS AMERICAN INC 340,000 15,691 0.12% Put
142 THERMO FISHER SCIENTIFIC INC 109,652 15,554 0.12%
143 DU PONT E I DE NEMOURS & CO 232,380 15,477 0.12%
144 TRAVELERS COMPANIES INC 133,443 15,060 0.12%
145 TRIPADVISOR INC 176,331 15,032 0.12%
146 ADOBE INC 159,873 15,018 0.12%
147 SOUTHERN CO 303,969 14,223 0.11%
148 METLIFE INC 292,190 14,086 0.11%
149 PG&E CORP 261,281 13,898 0.11%
150 TWENTY FIRST CENTY FOX INC 502,905 13,659 0.11%
Page 3 of 23