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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 CPFL ENERGIA S A 12,393 92 0.00%
1102 RARE ELEMENT RES LTD 555,475 84 0.00%
1103 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 PLUG POWER INC 35,084 74 0.00%
1106 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1107 EXELIXIS INC 12,724 72 0.00%
1108 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1109 CHEMOURS CO 13,269 71 0.00%
1110 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1111 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1112 Nomura Holdings Inc 12,487 69 0.00%
1113 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 DENBURY RESOURCES INC 31,465 64 0.00%
1116 TALEN ENERGY CORP COM 10,130 63 0.00%
1117 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1118 SILVER STD RES INC 11,674 60 0.00%
1119 PRETIUM RES INC 12,000 60 0.00%
1120 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1121 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1122 FORTUNA SILVER MINES INC 20,395 46 0.00%
1123 AKERS BIOSCIENCES INC 34,157 41 0.00%
1124 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1125 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1126 B2GOLD CORP 33,838 35 0.00%
1127 CTC Media, Inc. 18,736 35 0.00%
1128 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 VIVUS INC 27,490 28 0.00%
1131 GLOBALSTAR INC 17,076 25 0.00%
1132 SEQUENOM INC 15,046 25 0.00%
1133 LINN CO LLC 20,064 20 0.00%
1134 DRYSHIPS INC 94,998 17 0.00%
1135 MCEWEN MINING INC COM 15,319 16 0.00%
1136 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1137 ARCH COAL INC 12,021 12 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENN WEST PETE LTD NEW 13,324 11 0.00%
1140 PENGROWTH ENERGY CORP 10,060 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 SFX ENTMT INC 35,034 7 0.00%
1143 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1144 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1145 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
151 HONEYWELL INTL INC 131,830 13,654 0.11%
152 AUTOZONE INC 18,195 13,499 0.10%
153 VALEANT PHARMACEUTICALS INTL 131,709 13,388 0.10%
154 MEDTRONIC PLC 172,849 13,296 0.10%
155 CME GROUP INC 145,741 13,204 0.10%
156 UNITED STATES OIL FUND LP 1,197,498 13,172 0.10%
157 CF INDS HLDGS INC 319,636 13,044 0.10%
158 MAXIM INTEGR 342,080 12,999 0.10%
159 O REILLY AUTOMOTIVE INC NEW 51,261 12,991 0.10%
160 COGNIZANT TECHNOLOGY SOLUTIO 212,135 12,732 0.10%
161 NEXTERA ENERGY INC 120,000 12,467 0.10% Call
162 SCHLUMBERGER LTD 178,150 12,426 0.10%
163 ALPHABET INC 16,000 12,142 0.09% Call
164 AUTOMATIC DATA PROCESSING IN 142,367 12,061 0.09%
165 HARTFORD FINL SVCS GROUP INC 275,442 11,971 0.09%
166 XENOPORT INC 2,153,696 11,824 0.09%
167 CVS HEALTH CORP 120,394 11,771 0.09%
168 Intuit Inc 51,913 11,685 0.09%
169 ALLERGAN PLC 37,303 11,657 0.09%
170 MCDONALDS CORP 96,100 11,353 0.09% Put
171 ANADARKO PETE CORP 233,630 11,350 0.09%
172 BANK MONTREAL QUE 200,000 11,284 0.09% Call
173 FIRST SOLAR INC 164,125 10,831 0.08%
174 Put FB $140.0 Exp Jun 16, 2017 101,915 10,666 0.08% Put
175 MCDONALDS CORP 90,000 10,633 0.08% Call
176 TEVA PHARMACEUTICAL INDS LTD 158,852 10,427 0.08%
177 NXP SEMICONDUCTORS N V 122,843 10,350 0.08%
178 AT&T INC 300,000 10,323 0.08% Put
179 PROCTER & GAMBLE CO 130,000 10,323 0.08% Call
180 FEDEX CORP 68,909 10,267 0.08%
181 Microsoft Corp Call Opt 01/18 67.5 185,000 10,264 0.08% Call
182 MORGAN STANLEY 319,427 10,161 0.08%
183 NEXTERA ENERGY INC 97,663 10,146 0.08%
184 AMAYA INC 805,380 10,140 0.08%
185 UNITED PARCEL SERVICE INC 105,327 10,136 0.08%
186 SALESFORCE COM INC 128,088 10,042 0.08%
187 BIOMARIN PHARMACEUTICAL INC 95,482 10,003 0.08%
188 CATERPILLAR INC 146,548 9,959 0.08%
189 BERKSHIRE HATHAWAY INC DEL 75,000 9,903 0.08% Call
190 ILLUMINA INC 51,493 9,884 0.08%
191 DARDEN RESTAURANTS INC 153,663 9,779 0.08%
192 V F CORP 155,543 9,683 0.07%
193 YPF SOCIEDAD ANONIMA 611,256 9,609 0.07%
194 LILLY ELI & CO 113,519 9,565 0.07%
195 WAL-MART STORES INC 155,000 9,502 0.07% Call
196 REYNOLDS AMERICAN INC 200,000 9,230 0.07% Call
197 KINROSS GOLD CORP 5,047,466 9,186 0.07%
198 MYLAN N V 168,007 9,084 0.07%
199 NEWS CORP CL A 676,580 9,039 0.07%
200 COLGATE PALMOLIVE CO 134,470 8,958 0.07%
Page 4 of 23