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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 CPFL ENERGIA S A 12,393 92 0.00%
1102 RARE ELEMENT RES LTD 555,475 84 0.00%
1103 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 PLUG POWER INC 35,084 74 0.00%
1106 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1107 EXELIXIS INC 12,724 72 0.00%
1108 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1109 CHEMOURS CO 13,269 71 0.00%
1110 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1111 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1112 Nomura Holdings Inc 12,487 69 0.00%
1113 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 DENBURY RESOURCES INC 31,465 64 0.00%
1116 TALEN ENERGY CORP COM 10,130 63 0.00%
1117 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1118 SILVER STD RES INC 11,674 60 0.00%
1119 PRETIUM RES INC 12,000 60 0.00%
1120 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1121 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1122 FORTUNA SILVER MINES INC 20,395 46 0.00%
1123 AKERS BIOSCIENCES INC 34,157 41 0.00%
1124 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1125 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1126 B2GOLD CORP 33,838 35 0.00%
1127 CTC Media, Inc. 18,736 35 0.00%
1128 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 VIVUS INC 27,490 28 0.00%
1131 GLOBALSTAR INC 17,076 25 0.00%
1132 SEQUENOM INC 15,046 25 0.00%
1133 LINN CO LLC 20,064 20 0.00%
1134 DRYSHIPS INC 94,998 17 0.00%
1135 MCEWEN MINING INC COM 15,319 16 0.00%
1136 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1137 ARCH COAL INC 12,021 12 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENN WEST PETE LTD NEW 13,324 11 0.00%
1140 PENGROWTH ENERGY CORP 10,060 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 SFX ENTMT INC 35,034 7 0.00%
1143 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1144 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1145 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 ZYNGA INC 256,565 688 0.01%
2 ZOETIS INC 28,061 1,345 0.01%
3 ZIMMER BIOMET HLDGS INC 10,757 1,104 0.01%
4 ZENDESK INC 18,420 487 0.00%
5 YY INC 3,344 209 0.00%
6 YUM BRANDS INC 290,377 21,212 0.16%
7 YUM BRANDS INC 50,000 3,652 0.03% Put
8 YPF SOCIEDAD ANONIMA 611,256 9,609 0.07%
9 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
10 YELP INC 20,060 578 0.00%
11 YANDEX N V 465,508 7,318 0.06%
12 YAMANA GOLD INC 4,030,624 7,497 0.06%
13 YAHOO INC 4,856,309 161,521 1.24%
14 YAHOO INC 255,000 8,481 0.07% Call
15 XYLEM INC 46,394 1,693 0.01%
16 XL Group plc 42,956 1,683 0.01%
17 XILINX INC 109,757 5,155 0.04%
18 XEROX CORP 113,995 1,212 0.01%
19 XENOPORT INC 2,153,696 11,824 0.09%
20 XCEL ENERGY INC 40,232 1,445 0.01%
21 World Wrestling Entertainment Inc 67,568 1,205 0.01%
22 WYNN RESORTS LTD 11,100 768 0.01% Call
23 WYNN RESORTS LTD 89,137 6,167 0.05%
24 WYNDHAM WORLDWIDE CORP 8,534 620 0.00%
25 WORKDAY INC 73,622 5,866 0.05%
26 WISDOMTREE TR 198,484 3,942 0.03%
27 WILLIS TOWERS WATSON PLC 10,653 517 0.00%
28 WILLIAMS COS INC DEL 100,000 2,570 0.02% Call
29 WILLIAMS COS INC DEL 52,686 1,354 0.01%
30 WHOLE FOODS MKT INC 216,005 7,236 0.06%
31 WHITING PETE CORP NEW 93,879 886 0.01%
32 WHITEWAVE FOODS CO 13,020 507 0.00%
33 WHIRLPOOL CORP 9,075 1,333 0.01%
34 WEYERHAEUSER CO 41,322 1,239 0.01%
35 WESTROCK CO 17,809 812 0.01%
36 WESTERN UN CO 54,241 971 0.01%
37 WESTERN REFNG INC 53,217 1,896 0.01%
38 WESTERN DIGITAL CORP 75,442 4,530 0.03%
39 WELLTOWER INC 243,865 16,590 0.13%
40 WELLS FARGO & CO NEW 553,744 30,102 0.23%
41 WEC ENERGY GROUP INC 19,568 1,004 0.01%
42 WEATHERFORD INTL PLC 87,619 735 0.01%
43 WATERS CORP 4,837 651 0.01%
44 WASTE MGMT INC DEL 127,015 6,779 0.05%
45 WASTE CONNECTIONS INC 239,535 5,641 0.04%
46 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.39%
47 WAL-MART STORES INC 155,000 9,502 0.07% Call
48 WAL-MART STORES INC 966,399 59,240 0.46%
49 WABTEC CORP 6,301 448 0.00%
50 WABCO HLDGS INC 3,507 359 0.00%
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