Dark
Light
System
Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Rubicon Minerals Corp 14,508 1 0.00%
2 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
3 GREAT PANTHER SILVER LTD 10,000 5 0.00%
4 SFX ENTMT INC 35,034 7 0.00%
5 PENGROWTH ENERGY CORP 10,060 7 0.00%
6 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
7 PENN WEST PETE LTD NEW 13,324 11 0.00%
8 GOODRICH PETE CORP 39,791 11 0.00%
9 ARCH COAL INC 12,021 12 0.00%
10 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
11 MCEWEN MNG INC 15,319 16 0.00%
12 DRYSHIPS INC 94,998 17 0.00%
13 LINN CO LLC 20,064 20 0.00%
14 SEQUENOM INC 15,046 25 0.00%
15 GLOBALSTAR INC 17,076 25 0.00%
16 RENNOVA HEALTH INC 20,490 28 0.00%
17 VIVUS INC 27,490 28 0.00%
18 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
19 CTC Media, Inc. 18,736 35 0.00%
20 B2GOLD CORP 33,838 35 0.00%
21 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
22 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
23 AKERS BIOSCIENCES INC 34,157 41 0.00%
24 FORTUNA SILVER MINES INC 20,395 46 0.00%
25 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
26 ARENA PHARMACEUTICALS INC 30,134 57 0.00%
27 PRETIUM RES INC 12,000 60 0.00%
28 SILVER STD RES INC 11,674 60 0.00%
29 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
30 TALEN ENERGY CORP 10,130 63 0.00%
31 VIAVI SOLUTIONS INC 10,552 64 0.00%
32 DENBURY RES INC COM NEW 31,465 64 0.00%
33 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
34 Nomura Holdings Inc 12,487 69 0.00%
35 ParkerVision Inc. (PRKR) 300,461 70 0.00%
36 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
37 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
38 CHEMOURS CO 13,269 71 0.00%
39 EXELIXIS INC 12,724 72 0.00%
40 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
41 AMARIN CORP PLC 39,231 74 0.00%
42 PLUG POWER INC 35,084 74 0.00%
43 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
44 RARE ELEMENT RES LTD 555,475 84 0.00%
45 CPFL ENERGIA S A 12,393 92 0.00%
46 ATMEL CORP 11,054 95 0.00%
47 MESOBLAST LTD 15,077 96 0.00%
48 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
49 MBIA INC 14,987 97 0.00%
50 NQ MOBILE INC 27,362 100 0.00%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
451 STRATASYS LTD 101,041 2,372 0.02%
452 DOMINION ENERGY INC 35,023 2,369 0.02%
453 BAXTER INTL INC 61,836 2,359 0.02%
454 BANK AMER CORP 140,000 2,356 0.02% Put
455 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Call
456 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Put
457 TABLEAU SOFTWARE INC 24,699 2,327 0.02%
458 VISA INC 30,000 2,326 0.02% Put
459 F5 NETWORKS INC 23,826 2,310 0.02%
460 NATIONAL OILWELL VARCO INC 68,626 2,298 0.02%
461 SCHWAB CHARLES CORP 69,040 2,273 0.02%
462 FIREEYE INC 109,487 2,271 0.02%
463 SYSCO CORP 55,333 2,269 0.02%
464 BLACKSTONE GROUP L P 77,490 2,266 0.02%
465 PUBLIC STORAGE 9,137 2,263 0.02%
466 PRECISION CASTPARTS 9,733 2,258 0.02%
467 VERISIGN 25,584 2,235 0.02%
468 COEUR MNG INC 890,658 2,209 0.02%
469 RITE AID CORP 281,466 2,207 0.02%
470 DISCOVERY C 86,471 2,181 0.02%
471 POLARIS INDS INC 25,289 2,174 0.02%
472 DR PEPPER SNAPPLE GROUP INC 23,300 2,172 0.02%
473 SPLUNK INC 36,875 2,169 0.02%
474 SYNCHRONY FINL 71,075 2,161 0.02%
475 HORMEL FOODS CORP 27,306 2,159 0.02%
476 ILLINOIS TOOL WKS INC 23,273 2,157 0.02%
477 HMS HLDGS CORP 173,800 2,145 0.02% Call
478 DELPHI AUTOMOTIVE PLC 24,907 2,135 0.02%
479 TRINA SOLAR ADR REPTG 50 ORD 193,063 2,128 0.02%
480 PERRIGO CO PLC 14,601 2,113 0.02%
481 NORTHROP GRUMMAN CORP 11,137 2,103 0.02%
482 ROYAL CARIBBEAN GROUP 20,696 2,095 0.02%
483 ANTHEM INC 15,009 2,093 0.02%
484 RIO TINTO PLC 71,311 2,077 0.02%
485 TORONTO DOMINION BK ONT 52,995 2,076 0.02%
486 Call (csco) Cisco Sys Inc Com Jan 19 18 $32 (100 Shs) 75,000 2,037 0.02% Call
487 JOHNSON CTLS INTL PLC 51,542 2,035 0.02%
488 AVALONBAY COMM 10,860 2,000 0.02%
489 PEPSICO INC 20,000 1,998 0.02% Call
490 PEPSICO INC 20,000 1,998 0.02% Put
491 VanEck Vectors Vietnam ETF 134,604 1,991 0.02%
492 Call NUAN @ $19.0 Exp Oct 20, 2017 100,000 1,989 0.02% Call
493 BAXALTA INC COM 50,675 1,978 0.02%
494 BARCLAYS PLC 150,548 1,951 0.02%
495 ARCHER DANIELS MIDLAND CO 52,846 1,938 0.01%
496 GOODYEAR TIRE & RUBR CO 58,556 1,913 0.01%
497 MEAD JOHNSON NUTRITION CO 24,157 1,907 0.01%
498 AIR METHODS CORP 45,258 1,898 0.01%
499 WESTERN REFNG INC 53,217 1,896 0.01%
500 ISHARES 37,759 1,875 0.01%
Page 10 of 23