Dark
Light
System
Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Rubicon Minerals Corp 14,508 1 0.00%
2 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
3 GREAT PANTHER SILVER LTD 10,000 5 0.00%
4 SFX ENTMT INC 35,034 7 0.00%
5 PENGROWTH ENERGY CORP 10,060 7 0.00%
6 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
7 PENN WEST PETE LTD NEW 13,324 11 0.00%
8 GOODRICH PETE CORP 39,791 11 0.00%
9 ARCH COAL INC 12,021 12 0.00%
10 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
11 MCEWEN MINING INC COM 15,319 16 0.00%
12 DRYSHIPS INC 94,998 17 0.00%
13 LINN CO LLC 20,064 20 0.00%
14 SEQUENOM INC 15,046 25 0.00%
15 GLOBALSTAR INC 17,076 25 0.00%
16 RENNOVA HEALTH INC 20,490 28 0.00%
17 VIVUS INC 27,490 28 0.00%
18 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
19 CTC Media, Inc. 18,736 35 0.00%
20 B2GOLD CORP 33,838 35 0.00%
21 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
22 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
23 AKERS BIOSCIENCES INC 34,157 41 0.00%
24 FORTUNA SILVER MINES INC 20,395 46 0.00%
25 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
26 Arena Pharmaceuticals, Inc 30,134 57 0.00%
27 PRETIUM RES INC 12,000 60 0.00%
28 SILVER STD RES INC 11,674 60 0.00%
29 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
30 TALEN ENERGY CORP COM 10,130 63 0.00%
31 VIAVI SOLUTIONS INC 10,552 64 0.00%
32 DENBURY RESOURCES INC 31,465 64 0.00%
33 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
34 Nomura Holdings Inc 12,487 69 0.00%
35 ParkerVision Inc. (PRKR) 300,461 70 0.00%
36 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
37 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
38 CHEMOURS CO 13,269 71 0.00%
39 EXELIXIS INC 12,724 72 0.00%
40 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
41 AMARIN CORP PLC 39,231 74 0.00%
42 PLUG POWER INC 35,084 74 0.00%
43 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
44 RARE ELEMENT RES LTD 555,475 84 0.00%
45 CPFL ENERGIA S A 12,393 92 0.00%
46 ATMEL CORP 11,054 95 0.00%
47 MESOBLAST LTD 15,077 96 0.00%
48 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
49 MBIA INC 14,987 97 0.00%
50 NQ MOBILE INC 27,362 100 0.00%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
51 CELGENE CORP 413,022 49,464 0.38%
52 BERKSHIRE HATHAWAY INC DEL 367,334 48,503 0.37%
53 ALIBABA GROUP HLDG LTD 583,658 47,434 0.36%
54 GOLDCORP INC NEW 4,093,203 47,317 0.36%
55 MASTERCARD INCORPORATED 483,500 47,074 0.36% Put
56 MASTERCARD INCORPORATED 469,621 45,722 0.35%
57 Chubb Corporation 332,819 44,145 0.34%
58 DOW CHEM CO 841,257 43,308 0.33%
59 Call T $43.0 Exp Jul 21, 2017 1,254,000 43,150 0.33% Call
60 APPLE INC CALL 407,100 42,851 0.33% Call
61 PROCTER AND GAMBLE CO 526,534 41,812 0.32%
62 ALTRIA GROUP INC 711,100 41,393 0.32% Put
63 CHEVRON CORP NEW 451,414 40,609 0.31%
64 BANCO BILBAO VIZCAYA ARGENTA 5,516,550 40,436 0.31% Put
65 SELECT SECTOR SPDR TR 1,680,880 40,055 0.31%
66 INTERNATIONAL BUSINESS MACHS 290,433 39,969 0.31%
67 BIOGEN INC 127,930 39,191 0.30%
68 DISH NETWORK A 682,560 39,029 0.30%
69 BARRICK GOLD CORP 5,250,356 38,748 0.30%
70 AMERICAN INTL GROUP INC 623,920 38,664 0.30%
71 HOME DEPOT INC 286,597 37,902 0.29%
72 VERTEX PHARMACEUTICALS INC 296,135 37,263 0.29%
73 DISNEY WALT CO 349,005 36,673 0.28%
74 STARBUCKS CORP 610,427 36,644 0.28%
75 PEPSICO INC 355,416 35,513 0.27%
76 VISA INC 441,800 34,262 0.26% Call
77 MONDELEZ INTL INC 764,009 34,258 0.26%
78 BAIDU INC 179,108 33,859 0.26%
79 BANK AMER CORP 1,991,184 33,512 0.26%
80 CAMERON INTERNATIONAL COMPANY 526,369 33,267 0.26%
81 AT&T INC 962,835 33,131 0.25%
82 ISHARES TR 428,747 32,190 0.25%
83 DELTA AIRLINES INC DEL 632,252 32,049 0.25%
84 GOLDMAN SACHS GROUP INC 176,972 31,896 0.25%
85 QIAGEN NV 1,132,198 31,305 0.24%
86 WELLS FARGO & CO NEW 553,744 30,102 0.23%
87 KRAFT HEINZ CO 403,676 29,371 0.23%
88 Call JNJ $125.0 Exp May 19, 2017 284,100 29,183 0.22% Call
89 MERCK & CO INC 537,238 28,377 0.22%
90 APPLE INC 268,000 28,210 0.22% Put
91 PHILIP MORRIS INTL INC 315,928 27,773 0.21%
92 AMAZON COM INC 41,000 27,711 0.21% Call
93 REGENERON PHARMACEUTICALS 50,962 27,666 0.21%
94 CDN IMPERIAL BK COMM TORONTO 410,000 27,007 0.21% Call
95 QUALCOMM INC 526,977 26,341 0.20%
96 BCE INC 654,749 25,286 0.19%
97 NEWMONT CORP 1,400,671 25,198 0.19%
98 O REILLY AUTOMOTIVE INC NEW 98,000 24,835 0.19% Call
99 NIKE INC 389,339 24,334 0.19%
100 EBAY INC 868,341 23,862 0.18%
Page 2 of 23