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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000315123-16-000074) filed in 2016.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 167 3 0.00%
2 3M CO 1,000 176 0.00%
3 3M CO 8,303 1,463 0.03%
4 3M CO 2,645 466 0.01%
5 A O SMITH 9,804 969 0.02%
6 AAON INC 394,236 11,362 0.24%
7 ABB LTD 12,641 285 0.01%
8 ABBOTT LABS 1,150,920 48,672 1.02%
9 ABBOTT LABS 173,761 7,348 0.15%
10 ABBOTT LABS 109,717 4,640 0.10%
11 ABBVIE INC 24,850 1,567 0.03%
12 ABBVIE INC 1,850 117 0.00%
13 ABBVIE INC 73,081 4,609 0.10%
14 ABIOMED INC 231,516 29,768 0.62%
15 ACCENTURE PLC IRELAND 6,375 779 0.02%
16 ADOBE INC 7,498 814 0.02%
17 AETNA INC NEW 1,000 115 0.00%
18 AFLAC INC 543,392 39,054 0.82%
19 AFLAC INC 102,517 7,368 0.15%
20 AFLAC INC 74,668 5,366 0.11%
21 AGILENT TECHNOLOGIES INC 608 29 0.00%
22 AIR PRODS & CHEMS INC 3,000 451 0.01%
23 ALEXION PHARMACEUTICALS INC 9,257 1,134 0.02%
24 ALLERGAN PLC 141 32 0.00%
25 ALLISON TRANSMISSION HLDGS INC COM 33,000 946 0.02%
26 ALLSCRIPTS HEALTHCARE SOLUTN 9,346 123 0.00%
27 ALLSTATE CORP 100 7 0.00%
28 ALNYLAM PHARMACEUTICALS INC 1,902 129 0.00%
29 ALPHABET INC 4,951 3,981 0.08%
30 ALPHABET INC 48,489 38,988 0.81%
31 ALPHABET INC 8,094 6,508 0.14%
32 ALPHABET INC 22,925 17,819 0.37%
33 ALPHABET INC 13,257 10,305 0.22%
34 ALPHABET INC 124,198 96,538 2.02%
35 ALTRIA GROUP INC 2,307 146 0.00%
36 ALTRIA GROUP INC 1,714 108 0.00%
37 AMAZON COM INC 17,122 14,336 0.30%
38 AMAZON COM INC 10,068 8,430 0.18%
39 AMAZON COM INC 81,723 68,427 1.43%
40 AMC NETWORKS INC CL A 6,975 362 0.01%
41 AMERICAN EXPRESS CO 48 3 0.00%
42 AMERICAN INTL GROUP INC 2,408 51 0.00%
43 AMERICAN INTL GROUP INC 4,512 268 0.01%
44 AMERICAN SUPERCONDUCTOR CORP 35 0 0.00%
45 AMERICAN WTR WKS CO INC NEW 49,311 3,690 0.08%
46 AMERICAN WTR WKS CO INC NEW 3,817 286 0.01%
47 AMERICAN WTR WKS CO INC NEW 579,387 43,361 0.91%
48 AMERIPRISE FINANCIAL, INC. 680,340 17,988 0.38%
49 AMERIPRISE FINL INC 18 2 0.00%
50 AMERISOURCEBERGEN CORP 469 38 0.00%
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