Dark
Light
System
Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000315123-16-000074) filed in 2016.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR MSCI UTD KNGDM 71,890 1,139 0.02%
2 3-D SYS CORP DEL 167 3 0.00%
3 3M CO 2,645 466 0.01%
4 3M CO 1,000 176 0.00%
5 3M CO 8,303 1,463 0.03%
6 A O SMITH 9,804 969 0.02%
7 AAON INC 394,236 11,362 0.24%
8 ABB LTD 12,641 285 0.01%
9 ABBOTT LABS 173,761 7,348 0.15%
10 ABBOTT LABS 1,150,920 48,672 1.02%
11 ABBOTT LABS 109,717 4,640 0.10%
12 ABBVIE INC 24,850 1,567 0.03%
13 ABBVIE INC 1,850 117 0.00%
14 ABBVIE INC 73,081 4,609 0.10%
15 ABIOMED INC 231,516 29,768 0.62%
16 ACCENTURE PLC IRELAND 6,375 779 0.02%
17 ADOBE INC 7,498 814 0.02%
18 AETNA INC NEW 1,000 115 0.00%
19 AFLAC INC 543,392 39,054 0.82%
20 AFLAC INC 102,517 7,368 0.15%
21 AFLAC INC 74,668 5,366 0.11%
22 AGILENT TECHNOLOGIES INC 608 29 0.00%
23 AIR PRODS & CHEMS INC 3,000 451 0.01%
24 ALEXION PHARMACEUTIC 9,257 1,134 0.02%
25 ALLERGAN PLC 141 32 0.00%
26 ALLISON TRANSMISSION HLDGS INC COM 33,000 946 0.02%
27 ALLSCRIPTS HEALTHCARE SOLUTN 9,346 123 0.00%
28 ALLSTATE CORP 100 7 0.00%
29 ALNYLAM PHARMACEUTICALS INC 1,902 129 0.00%
30 ALPHABET INC 4,951 3,981 0.08%
31 ALPHABET INC 48,489 38,988 0.81%
32 ALPHABET INC 8,094 6,508 0.14%
33 ALPHABET INC 22,925 17,819 0.37%
34 ALPHABET INC 13,257 10,305 0.22%
35 ALPHABET INC 124,198 96,538 2.02%
36 ALTRIA GROUP INC 2,307 146 0.00%
37 ALTRIA GROUP INC 1,714 108 0.00%
38 AMAZON COM INC 17,122 14,336 0.30%
39 AMAZON COM INC 10,068 8,430 0.18%
40 AMAZON COM INC 81,723 68,427 1.43%
41 AMC NETWORKS INC CL A 6,975 362 0.01%
42 AMERICAN EXPRESS CO 48 3 0.00%
43 AMERICAN INTL GROUP INC 2,408 51 0.00%
44 AMERICAN INTL GROUP INC 4,512 268 0.01%
45 AMERICAN SUPERCONDUCTOR CORP 35 0 0.00%
46 AMERICAN WTR WKS CO INC NEW 49,311 3,690 0.08%
47 AMERICAN WTR WKS CO INC NEW 3,817 286 0.01%
48 AMERICAN WTR WKS CO INC NEW 579,387 43,361 0.91%
49 AMERIPRISE FINANCIAL, INC. 680,340 17,988 0.38%
50 AMERIPRISE FINL INC 18 2 0.00%
Page 1 of 14