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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 513 holdings with a total value of $4,921,520,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 450 0 0.00%
2 FREEPORT-MCMORAN INC 36 0 0.00%
3 CHEMOURS CO 14 0 0.00%
4 CALIFORNIA RESOURCES 2 0 0.00%
5 FRONTIER COMM 18 0 0.00%
6 PETROCHINA CO LTD 3 0 0.00%
7 AMERICAN SUPERCONDUCTOR CORPOR 35 0 0.00%
8 QUORUM HEALTH CORP 79 1,000 0.00%
9 WEATHERFORD INTL PLC 216 1,000 0.00%
10 LYONDELLBASELL INDUSTRIES N 16 1,000 0.00%
11 SELECT SECTOR SPDR TR 62 2,000 0.00%
12 BLACKROCK INC 6 2,000 0.00%
13 CME GROUP INC 21 2,000 0.00%
14 AMERIPRISE FINL INC 18 2,000 0.00%
15 3-D SYS CORP DEL 167 2,000 0.00%
16 COMMUNITY HEALTH SYS INC NEW COM 427 2,000 0.00%
17 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 500 3,000 0.00%
18 WMI HOLDINGS CORP. 1,639 3,000 0.00%
19 COACH INC 72 3,000 0.00%
20 AMERICAN EXPRESS CO 48 4,000 0.00%
21 LEGACY RESERVES 2,000 4,000 0.00%
22 CIT GROUP INC 100 4,000 0.00%
23 INTL PAPER CO 80 4,000 0.00%
24 PJT PARTNERS INC 150 5,000 0.00%
25 RED HAT INC 72 5,000 0.00%
26 XERIUM TECHNOLOGIES INC 1,026 6,000 0.00%
27 LINEAR TECH 100 6,000 0.00%
28 VALE S A 800 6,000 0.00%
29 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 250 6,000 0.00%
30 INTERCONTINENTAL HOTELS GROU 137 6,000 0.00%
31 MARATHON OIL CORP 334 6,000 0.00%
32 ISHARES RUSSELL 2000 GROWTH ETF 48 7,000 0.00%
33 NORTH EUROPEAN 1,100 7,000 0.00%
34 ISHARES RUSSELL 2000 VALUE ETF 56 7,000 0.00%
35 CATERPILLAR INC 80 7,000 0.00%
36 NIELSEN HLDGS PLC 170 7,000 0.00%
37 NORDSTROM INC 140 7,000 0.00%
38 JOHNSON CTLS INTL PLC 175 7,000 0.00%
39 KNOWLES CORP COM 416 7,000 0.00%
40 ALLSTATE CORP 100 7,000 0.00%
41 COOPER COS INC 50 9,000 0.00%
42 MOSAIC CO NEW 300 9,000 0.00%
43 SELECT SECTOR SPDR TR 450 10,000 0.00%
44 NEWELL BRANDS 220 10,000 0.00%
45 UNITED STATES STL CORP NEW 300 10,000 0.00%
46 PAYCOM SOFTWARE INC 222 10,000 0.00%
47 NEWMONT CORP 324 11,000 0.00%
48 ROCKWELL AUTOMATION INC 80 11,000 0.00%
49 KEYSIGHT TECHNOLOGIES INC COM 304 11,000 0.00%
50 CONSTELLATION BRANDS INC 70 11,000 0.00%
Page 1 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315123-17-000009, filed 2017.01.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.