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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000315123-17-000009) filed in 2017.01.19
#
Name
Shares
Value ($)
%
Options
Notes
551 RITE AID CORP 3,565 29 0.00%
552 ROCKWELL AUTOMATION INC 80 11 0.00%
553 ROPER TECHNOLOGIES INC 9,076 1,662 0.03%
554 ROPER TECHNOLOGIES INC 72,075 13,195 0.27%
555 ROPER TECHNOLOGIES INC 401 73 0.00%
556 ROYAL CARIBBEAN GROUP 131,881 10,820 0.22%
557 ROYAL CARIBBEAN GROUP 190,243 15,608 0.32%
558 ROYAL CARIBBEAN GROUP 872,584 71,587 1.45%
559 ROYAL DUTCH SHELL PLC 95,801 5,210 0.11%
560 ROYAL DUTCH SHELL PLC 5,498 299 0.01%
561 ROYAL DUTCH SHELL PLC 487 26 0.00%
562 ROYAL DUTCH SHELL PLC 9,815 569 0.01%
563 S&P GLOBAL INC 97,500 10,485 0.21%
564 S&P GLOBAL INC 8,180 880 0.02%
565 SALESFORCE COM INC 2,497 171 0.00%
566 SAN JUAN BASIN RTY TR 5,000 33 0.00%
567 SANOFI 20,933 847 0.02%
568 SBA COMMUNICATIONS CORP 2,279 235 0.00%
569 SCHLUMBERGER LTD 1,600 134 0.00%
570 SCHLUMBERGER LTD 8,214 690 0.01%
571 SCHWAB CHARLES CORP 1,791 71 0.00%
572 SELECT SECTOR SPDR TR 6,696 462 0.01%
573 SELECT SECTOR SPDR TR 13,277 642 0.01%
574 SELECT SECTOR SPDR TR 9,375 453 0.01%
575 SELECT SECTOR SPDR TR 62 2 0.00%
576 SELECT SECTOR SPDR TR 450 10 0.00%
577 SELECT SECTOR SPDR TR 24,766 1,707 0.03%
578 SEMGROUP CORP CL A 4,745 198 0.00%
579 SHELL MIDSTREAM PARTNERS L P 150 4 0.00%
580 SHELL MIDSTREAM PARTNERS L P 585 17 0.00%
581 SHIRE PLC 44,066 7,508 0.15%
582 SHIRE PLC 97,929 16,685 0.34%
583 SHIRE PLC 535,569 91,250 1.85%
584 SIMPSON MFG INC COM 248,857 10,887 0.22%
585 SLM CORP 872,122 9,611 0.20%
586 SMITH & NEPHEW PLC 3,793 114 0.00%
587 SOUTHWEST AIRLS CO 227,989 11,363 0.23%
588 SOUTHWEST AIRLS CO 2,553,165 127,250 2.59%
589 SOUTHWEST AIRLS CO 447,652 22,311 0.45%
590 SPARK THERAPEUTICS INCORPORATED 1,488 74 0.00%
591 SPDR DOW JONES INDL AVRG ETF 48,562 9,591 0.19%
592 SPDR GOLD TR 19,306 2,116 0.04%
593 SPDR GOLD TR 12,612 1,382 0.03%
594 SPDR GOLD TR 3,801 417 0.01%
595 SPDR INDEX SHS FDS 31,206 1,044 0.02%
596 SPDR S&P 500 ETF TR 400,268 89,472 1.82%
597 SPDR S&P 500 ETF TR 18,641 4,167 0.08%
598 SPDR S&P MIDCAP 400 ETF TR 160 48 0.00%
599 SPDR SER TR 1,335 79 0.00%
600 SPDR SER TR 271,636 15,095 0.31%
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