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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000315123-17-000009) filed in 2017.01.19
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 167 2 0.00%
2 3M CO 8,360 1,493 0.03%
3 3M CO 1,000 179 0.00%
4 3M CO 2,645 472 0.01%
5 A O SMITH 19,608 928 0.02%
6 AAON INC 393,996 13,022 0.26%
7 ABB LTD 12,641 266 0.01%
8 ABBOTT LABS 1,630,390 62,623 1.27%
9 ABBOTT LABS 146,955 5,645 0.11%
10 ABBOTT LABS 263,432 10,118 0.21%
11 ABBVIE INC 24,850 1,556 0.03%
12 ABBVIE INC 1,850 116 0.00%
13 ABBVIE INC 73,261 4,588 0.09%
14 ABIOMED INC 231,622 26,099 0.53%
15 ACCENTURE PLC IRELAND 6,375 747 0.02%
16 ADIENT PLC 272 16 0.00%
17 ADOBE INC 7,498 772 0.02%
18 ADVANSIX INC 593 13 0.00%
19 AETNA INC NEW 1,000 124 0.00%
20 AFLAC INC 1,594 111 0.00%
21 AFLAC INC 811 56 0.00%
22 AFLAC INC 23,958 1,667 0.03%
23 AGILENT TECHNOLOGIES INC 608 28 0.00%
24 AIR LEASE CORP 14,000 481 0.01%
25 AIR PRODS & CHEMS INC 3,080 443 0.01%
26 ALEXION PHARMACEUTIC 9,257 1,133 0.02%
27 ALLERGAN PLC 141 30 0.00%
28 ALLISON TRANSMISSION HLDGS INC COM 33,000 1,112 0.02%
29 ALLSTATE CORP 100 7 0.00%
30 ALNYLAM PHARMACEUTICALS INC 10,493 393 0.01%
31 ALPHABET INC 42,963 34,046 0.69%
32 ALPHABET INC 3,282 2,601 0.05%
33 ALPHABET INC 27,613 21,312 0.43%
34 ALPHABET INC 15,163 11,703 0.24%
35 ALPHABET INC 138,496 106,894 2.17%
36 ALPHABET INC 5,815 4,608 0.09%
37 ALTRIA GROUP INC 2,307 156 0.00%
38 ALTRIA GROUP INC 1,714 116 0.00%
39 AMAZON COM INC 17,357 13,015 0.26%
40 AMAZON COM INC 9,772 7,328 0.15%
41 AMAZON COM INC 81,592 61,183 1.24%
42 AMC NETWORKS INC CL A 6,975 365 0.01%
43 AMERICAN EXPRESS CO 48 4 0.00%
44 AMERICAN SUPERCONDUCTOR CORP 35 0 0.00%
45 AMERICAN WTR WKS CO INC NEW 48,011 3,474 0.07%
46 AMERICAN WTR WKS CO INC NEW 3,817 276 0.01%
47 AMERICAN WTR WKS CO INC NEW 581,483 42,076 0.85%
48 AMERIGAS PARTNERS L P 5,354 257 0.01%
49 AMERIPRISE FINANCIAL, INC. 680,079 25,088 0.51%
50 AMERIPRISE FINL INC 18 2 0.00%
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