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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 3,084 holdings with a total value of $71,147,515,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AUDIENCE INC 21,900 100,000 0.00%
52 AMYRIS INC 41,500 100,000 0.00%
53 STERLING CONSTRUCTION CO INC 22,000 100,000 0.00%
54 GENIE ENERGY LTD 12,800 102,000 0.00%
55 EMPIRE RESORTS INC COM NEW 22,100 102,000 0.00%
56 MOBILEIRON INC COM NEW 11,300 105,000 0.00%
57 RADIO ONE INC CL D NON VTG 33,900 105,000 0.00%
58 BALTIC TRADING LIMITED 72,200 108,000 0.00%
59 FEMALE HEALTH CO 38,500 109,000 0.00%
60 HARVARD BIOSCIENCE INC 19,300 113,000 0.00%
61 TRUPANION INC COM 14,200 114,000 0.00%
62 RESOLUTE ENERGY CORP 202,204 114,000 0.00%
63 TRIVASCULAR TECHNOLOGIES INC 10,900 115,000 0.00%
64 CHC GROUP LTD 89,433 119,000 0.00%
65 NEFF CORP COM CL A 11,200 119,000 0.00%
66 ParkerVision, Inc. 144,400 120,000 0.00%
67 SALEM MEDIA GROUP INC CL A 19,800 122,000 0.00%
68 Amber Road Inc 13,100 122,000 0.00%
69 Warren Resources Inc 138,100 123,000 0.00%
70 TRANSENTERIX INC 42,100 124,000 0.00%
71 Paragon Offshore PLC 97,677 127,000 0.00%
72 COVISINT CORP COM 62,772 128,000 0.00%
73 CASTLE A M & CO 34,900 128,000 0.00%
74 Rubicon Technology 32,500 129,000 0.00%
75 TOWNSQUARE MEDIA INC 10,100 130,000 0.00%
76 GENERAL FIN CORP DEL 16,200 131,000 0.00%
77 NANOVIRICIDES INC 58,800 133,000 0.00%
78 COMMUNITYONE BANCORP COM 13,700 135,000 0.00%
79 TREMOR VIDEO INC 59,800 140,000 0.00%
80 DORIAN LPG LTD 10,700 140,000 0.00%
81 PAIN THERAPEUTICS INC 74,400 141,000 0.00%
82 HAMPTON ROADS BANKSHARES INC 74,100 141,000 0.00%
83 SILVERCREST ASSET MGMT GROUPCL A 10,000 143,000 0.00%
84 FIVE9 INC 26,148 146,000 0.00%
85 Nuverra Environmental Solutions Inc 41,292 147,000 0.00%
86 COMPUTER TASK GROUP INC 20,200 148,000 0.00%
87 NANOSTRING TECHNOLOGIES INC 14,700 150,000 0.00%
88 AMICUS THERAPEUTICS INC 13,800 151,000 0.00%
89 LMI Aerospace, Inc. 12,300 151,000 0.00%
90 GLOBAL SOURCES LTD 25,900 152,000 0.00%
91 Fairway Group Holdings Corp. 22,400 152,000 0.00%
92 YUME INC COM 29,400 153,000 0.00%
93 Alliance One Int 141,200 156,000 0.00%
94 ACELRX PHARMACEUTICALS INC 40,200 156,000 0.00%
95 CYAN INC 39,400 158,000 0.00%
96 ENERGY RECOVERY INC COM 61,300 159,000 0.00%
97 GAIAM INC 22,000 161,000 0.00%
98 REPUBLIC FIRST BANCORP INC 45,400 165,000 0.00%
99 VITAE PHARMACEUTICALS INC 14,466 170,000 0.00%
100 MANITEX INTL INC 17,500 171,000 0.00%
Page 2 of 62

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001226, filed 2015.05.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.