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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 3,093 holdings with a total value of $72,419,197,000.
#
Name
Shares
Value ($)
%
Options
Notes
3051 CIFC LLC 12,194 97,000 0.00%
3052 DEMAND MEDIA INC COM NEW 15,006 96,000 0.00%
3053 Amber Road Inc 13,100 92,000 0.00%
3054 VIMPELCOM LTD 18,443 92,000 0.00%
3055 RESOLUTE ENERGY CORP 94,382 92,000 0.00%
3056 CORINDUS VASCULAR ROBOTICS I COM 25,000 88,000 0.00%
3057 MCCLATCHY CO 79,517 86,000 0.00%
3058 GOODRICH PETE CORP 46,160 86,000 0.00%
3059 INDEPENDENCE REALTY 10,636 81,000 0.00%
3060 A H BELO CORP COM CL A 13,980 79,000 0.00%
3061 Cambium Learning Group Inc 18,000 77,000 0.00%
3062 ABEONA THERAPEUTICS INC 14,621 74,000 0.00%
3063 ALPHA NATURAL RESOURCES 237,130 72,000 0.00%
3064 ARCADIA BIOSCIENCES INC 11,000 71,000 0.00%
3065 ERIN ENERGY CORP COM 18,000 71,000 0.00%
3066 ASTERIAS BIOTHERAPEUTICS INC COM SER A 15,125 70,000 0.00%
3067 MIDSTATES PETE CO INC 73,248 69,000 0.00%
3068 EMCORE CORP COM NEW 10,790 65,000 0.00%
3069 BIOTA PHARMACEUTIALS INC COM 26,016 54,000 0.00%
3070 Hercules Offshore Inc 210,944 50,000 0.00%
3071 PRGX GLOBAL INC 11,000 49,000 0.00%
3072 Pacific Sunwear Calif Inc 41,175 47,000 0.00%
3073 Vantage Drilling Company 230,475 44,000 0.00%
3074 QUICKLOGIC CORP 27,600 44,000 0.00%
3075 AEROPOSTALE INC N/C 8/16/17 00215Q103 25,600 42,000 0.00%
3076 Ultrapetrol (Bahamas) Ltd 33,800 39,000 0.00%
3077 ArQule Inc 21,000 34,000 0.00%
3078 PAIN THERAPEUTICS INC 18,600 33,000 0.00%
3079 AVEO PHARMACEUTICALS INC 15,100 27,000 0.00%
3080 ENZON PHARMACEUTICALS INC 21,300 26,000 0.00%
3081 SUPPORT COM INC 18,400 26,000 0.00%
3082 Vical Inc 34,400 25,000 0.00%
3083 AVIAT NETWORKS INC COM 18,877 24,000 0.00%
3084 GTX INC 15,900 24,000 0.00%
3085 ACURA PHARMACEUTICALS INC 20,900 21,000 0.00%
3086 FXCM INC-A 14,077 21,000 0.00%
3087 Paragon Offshore PLC 15,385 17,000 0.00%
3088 Noranda Aluminum Holding 16,500 15,000 0.00%
3089 GENERAL MOLY 15,700 12,000 0.00%
3090 Warren Resources Inc 22,100 11,000 0.00%
3091 ARCH COAL INC 26,500 10,000 0.00%
3092 AMERICAN DG ENERGY INC 11,400 5,000 0.00%
3093 WALTER ENERGY INC COM 15,800 4,000 0.00%
Page 62 of 62

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001787, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.