| # | % | |||||
|---|---|---|---|---|---|---|
| 6751 | GRUPO FINANCIERO GALICIA S A | 400 | 11,000 | 0.00% | Put | |
| 6752 | TOPBUILD CORP | 321 | 11,000 | 0.00% | Put | |
| 6753 | EXETER RES CORP | 14,013 | 11,000 | 0.00% | ||
| 6754 | INTERMOLECULAR INC | 11,529 | 11,000 | 0.00% | ||
| 6755 | BIOSTAGE INC | 12,757 | 11,000 | 0.00% | ||
| 6756 | BLACKHAWK NETWORK | 300 | 11,000 | 0.00% | Put | |
| 6757 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 11,000 | 11,000 | 0.00% | PRN | |
| 6758 | HARMONY GOLD MINING CO LTD | 4,700 | 10,000 | 0.00% | Call | |
| 6759 | ROCKET FUEL INC | 5,600 | 10,000 | 0.00% | Put | |
| 6760 | SPECTRANETICS CORP | 400 | 10,000 | 0.00% | Call | |
| 6761 | AMEREN CORP | 200 | 10,000 | 0.00% | Put | |
| 6762 | COMFORT SYS USA INC | 300 | 10,000 | 0.00% | Put | |
| 6763 | COMPANIA DE MINAS BUENAVENTU | 900 | 10,000 | 0.00% | Put | |
| 6764 | CORMEDIX INCORPORATED | 6,600 | 10,000 | 0.00% | Put | |
| 6765 | BLUE BUFFALO PET PRODS INC | 400 | 10,000 | 0.00% | Put | |
| 6766 | GLOBALSTAR INC | 6,600 | 10,000 | 0.00% | Put | |
| 6767 | YULONG ECO MATLS LTD | 11,962 | 10,000 | 0.00% | ||
| 6768 | STRATA SKIN SCIENCES INC | 21,799 | 10,000 | 0.00% | ||
| 6769 | BONANZA CREEK ENERGY INC | 9,200 | 9,000 | 0.00% | Put | |
| 6770 | AMEDICA CORP | 14,263 | 9,000 | 0.00% | ||
| 6771 | ENERGIZER HLDGS INC NEW COM | 200 | 9,000 | 0.00% | Call | |
| 6772 | ISHARES MSCI UNITED KINGDOM ETF | 300 | 9,000 | 0.00% | Put | |
| 6773 | FOUR CORNERS PPTY TR INC COM | 441 | 9,000 | 0.00% | Put | |
| 6774 | WESTPORT FUEL SYSTEMS INC | 8,400 | 9,000 | 0.00% | Call | |
| 6775 | NOODLES AND CO CL A | 2,200 | 9,000 | 0.00% | Call | |
| 6776 | OncoGenex Pharmaceuticals Inc | 17,280 | 9,000 | 0.00% | ||
| 6777 | TIDEWATER INC | 2,700 | 9,000 | 0.00% | Call | |
| 6778 | PJT PARTNERS INC | 294 | 9,000 | 0.00% | Call | |
| 6779 | WINDSTREAM HLDGS INC | 1,100 | 8,000 | 0.00% | Put | |
| 6780 | SUNRUN INC | 1,600 | 8,000 | 0.00% | Call | |
| 6781 | INVENTERGY GLOBAL INC COM NEW | 10,976 | 8,000 | 0.00% | ||
| 6782 | GLOBAL EAGLE ENTMT INC | 1,300 | 8,000 | 0.00% | Put | |
| 6783 | WESTPORT FUEL SYSTEMS INC | 7,300 | 8,000 | 0.00% | Put | |
| 6784 | LOUISIANA PAC CORP | 400 | 8,000 | 0.00% | Put | |
| 6785 | INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW | 2,000 | 8,000 | 0.00% | Put | |
| 6786 | WIDEPOINT CORP | 10,279 | 8,000 | 0.00% | ||
| 6787 | DISCOVERY COMMUNICATNS NEW | 300 | 8,000 | 0.00% | Call | |
| 6788 | BIOANALYTICAL SYS INC | 10,082 | 8,000 | 0.00% | ||
| 6789 | VANGUARD NAT RES LLC COM UNIT | 10,379 | 7,000 | 0.00% | ||
| 6790 | ONEMAIN HLDGS INC | 300 | 7,000 | 0.00% | Put | |
| 6791 | MEMORIAL PRODTN PARTNERS LP | 54,957 | 7,000 | 0.00% | ||
| 6792 | CYTRX CORP | 18,936 | 7,000 | 0.00% | ||
| 6793 | HOUGHTON MIFFLIN HARCOURT CO | 600 | 7,000 | 0.00% | Put | |
| 6794 | PARNELL PHARMACEUTICALS HOLDINGS LTD | 10,451 | 7,000 | 0.00% | ||
| 6795 | IMMUNE PHARMACEUTICALS INC | 36,225 | 7,000 | 0.00% | ||
| 6796 | ORGANOVO HLDGS INC | 2,000 | 7,000 | 0.00% | Put | |
| 6797 | AMPLIPHI BIOSCIENCES CORP | 15,659 | 7,000 | 0.00% | ||
| 6798 | AMIRA NATURE FOODS LTD | 1,100 | 7,000 | 0.00% | Put | |
| 6799 | PEDEVCO CORP | 62,631 | 7,000 | 0.00% | ||
| 6800 | Comstock Mining Inc | 24,718 | 7,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-17-000381, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
