| # | % | |||||
|---|---|---|---|---|---|---|
| 551 | PIMCO CORPORATE INCOME OPP | 10,300 | 140,389 | 0.00% | ||
| 552 | TAHOE RES INC | 13,800 | 138,414 | 0.00% | ||
| 553 | STONE HBR EMERG MRKTS INC FD COM | 10,725 | 137,066 | 0.00% | ||
| 554 | CLEARBRIDGE ENERGY MLP FD INCORPORATED | 10,000 | 135,700 | 0.00% | ||
| 555 | ARCHROCK PARTNERS L P | 11,800 | 130,744 | 0.00% | ||
| 556 | PENNEY J C | 11,700 | 129,402 | 0.00% | ||
| 557 | APOLLO INVT CORP | 22,831 | 126,712 | 0.00% | ||
| 558 | WINDSTREAM HLDGS INC | 15,881 | 121,966 | 0.00% | ||
| 559 | Bank of America Corp Warrants Exp 01/16/19 | 29,700 | 115,533 | 0.00% | ||
| 560 | CNH INDL N V | 17,050 | 115,258 | 0.00% | ||
| 561 | CELGENE CORP | 99,100 | 114,956 | 0.00% | ||
| 562 | TEMPLETON EMERGING MKTS FD | 10,510 | 113,718 | 0.00% | ||
| 563 | ZIOPHARM ONCOLOGY INC | 14,500 | 107,590 | 0.00% | ||
| 564 | NUVEEN SR INCOME FD | 17,600 | 103,840 | 0.00% | ||
| 565 | Nuveen Quality PFD Income Fd | 11,928 | 99,243 | 0.00% | ||
| 566 | DATAWATCH CORP | 20,000 | 99,000 | 0.00% | ||
| 567 | YAMANA GOLD INC | 32,004 | 97,293 | 0.00% | ||
| 568 | MIDCOAST ENERGY PARTNERS L P | 18,800 | 96,632 | 0.00% | ||
| 569 | INVESCO MUNI INCOME OPP TRST | 12,289 | 94,380 | 0.00% | ||
| 570 | BANCORP INC DEL COM | 16,347 | 93,505 | 0.00% | ||
| 571 | E-HOUSE CHINA HOLDINGS | 13,200 | 82,104 | 0.00% | ||
| 572 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 10,040 | 78,814 | 0.00% | ||
| 573 | ASHFORD HOSPITALITY TR INC | 11,885 | 75,826 | 0.00% | ||
| 574 | California Resources Corp | 42,353 | 43,624 | 0.00% | ||
| 575 | SIRIUS XM HOLDINGS INC | 10,380 | 41,001 | 0.00% | ||
| 576 | INTERMOLECULAR INC | 10,000 | 25,300 | 0.00% | ||
| 577 | NEURALSTEM INC COM | 29,000 | 21,750 | 0.00% | ||
| 578 | VANGUARD NAT RES LLC COM UNIT | 10,633 | 15,525 | 0.00% | ||
| 579 | MOSYS INC | 20,000 | 13,000 | 0.00% | ||
| 580 | NATURAL RESOURCE PARTNERS | 10,000 | 9,686 | 0.00% | ||
| 581 | Novacopper Inc | 20,000 | 7,600 | 0.00% | ||
| 582 | HEMISPHERX BIOPHARMA INC | 10,000 | 1,331 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000887777-16-000039, filed 2016.04.25).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
