| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 407,862 | 5,212,000 | 22.03% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 230,231 | 2,942,000 | 12.44% | ||
| 3 | BESSEMER GROUP INC | 225,000 | 2,875,000 | 12.15% | ||
| 4 | Invesco Ltd. | 219,409 | 2,804,000 | 11.85% | ||
| 5 | Bison Wealth, LLC | 168,659 | 2,127,000 | 8.99% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 131,962 | 1,686,000 | 7.13% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 122,657 | 1,568,000 | 6.63% | ||
| 8 | COHEN & STEERS, INC. | 106,910 | 1,366,000 | 5.77% | ||
| 9 | UBS Group AG | 63,648 | 813,000 | 3.44% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,176 | 680,000 | 2.87% | ||
| 11 | STIFEL FINANCIAL CORP | 25,557 | 327,000 | 1.38% | ||
| 12 | AMERIPRISE FINANCIAL INC | 24,071 | 308,000 | 1.30% | ||
| 13 | MSI Financial Services Inc | 15,263 | 195,000 | 0.82% | ||
| 14 | Virtu KCG Holdings LLC | 13,719 | 175,000 | 0.74% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 13,335 | 170,000 | 0.72% | ||
| 16 | DAVENPORT & Co LLC | 10,725 | 137,066 | 0.58% | ||
| 17 | Creative Planning | 4,000 | 51,000 | 0.22% | ||
| 18 | NEXT Financial Group, Inc | 3,051 | 38,000 | 0.16% | ||
| 19 | Global X Management CO LLC | 2,585 | 33,000 | 0.14% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 26,000 | 0.11% | ||
| 21 | WELLS FARGO & COMPANY/MN | 1,849 | 24,000 | 0.10% | ||
| 22 | BANK OF MONTREAL /CAN/ | 1,773 | 23,000 | 0.10% | ||
| 23 | CITIGROUP INC | 1,514 | 19,000 | 0.08% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 1,160 | 14,825 | 0.06% | ||
| 25 | ROYAL BANK OF CANADA | 1,059 | 14,000 | 0.06% | ||
| 26 | DUBUQUE BANK & TRUST CO | 1,110 | 14,000 | 0.06% | ||
| 27 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.03% | ||
| 28 | Financial Architects, Inc | 530 | 7,000 | 0.03% | ||
| 29 | PENSERRA CAPITAL MANAGEMENT LLC | 170 | 2,000 | 0.01% | ||
| 30 | Tower Research Capital LLC (TRC) | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
