| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 11,298,000 | 13.62% | ||
| 2 | MORGAN STANLEY | 1,334,627 | 7,874,000 | 9.49% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,313,189 | 7,748,000 | 9.34% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 1,184,492 | 6,989,000 | 8.43% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,190,217 | 6,868,000 | 8.28% | ||
| 6 | JPMORGAN CHASE & CO | 815,717 | 4,813,000 | 5.80% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 800,301 | 4,721,000 | 5.69% | ||
| 8 | NEWGATE CAPITAL MANAGEMENT LLC | 629,247 | 3,691,000 | 4.45% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 625,406 | 3,665,000 | 4.42% | ||
| 10 | Invesco Ltd. | 580,282 | 3,424,000 | 4.13% | ||
| 11 | Yorktown Management & Research Co Inc | 451,000 | 2,661,000 | 3.21% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 368,632 | 2,175,000 | 2.62% | ||
| 13 | UBS Group AG | 327,003 | 1,929,000 | 2.33% | ||
| 14 | Horizon Kinetics LLC | 244,945 | 1,445,000 | 1.74% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 202,726 | 1,196,000 | 1.44% | ||
| 16 | LPL Financial LLC | 200,108 | 1,159,000 | 1.40% | ||
| 17 | WELLS FARGO & COMPANY/MN | 184,322 | 1,087,000 | 1.31% | ||
| 18 | HUNTINGTON NATIONAL BANK | 134,009 | 893,000 | 1.08% | PRN | |
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 141,164 | 833,000 | 1.00% | ||
| 20 | Trust Asset Management LLC | 131,553 | 776,000 | 0.94% | ||
| 21 | COHEN & STEERS, INC. | 128,054 | 756,000 | 0.91% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 127,348 | 751,000 | 0.91% | ||
| 23 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 100,629 | 594,000 | 0.72% | ||
| 24 | CREDIT SUISSE AG/ | 94,675 | 559,000 | 0.67% | ||
| 25 | Klingman & Associates, LLC | 72,048 | 425,000 | 0.51% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 64,888 | 383,000 | 0.46% | ||
| 27 | SG Americas Securities, LLC | 57,916 | 342,000 | 0.41% | ||
| 28 | ROYAL BANK OF CANADA | 55,397 | 327,000 | 0.39% | ||
| 29 | Capital Investment Advisors, LLC | 52,145 | 308,000 | 0.37% | ||
| 30 | Cetera Advisor Networks LLC | 41,675 | 246,000 | 0.30% | ||
| 31 | STIFEL FINANCIAL CORP | 40,583 | 239,000 | 0.29% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 35,087 | 207,000 | 0.25% | ||
| 33 | E&G Advisors, LP | 34,000 | 201,000 | 0.24% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 32,957 | 194,000 | 0.23% | ||
| 35 | COMMUNITY BANK & TRUST, WACO, TEXAS | 31,200 | 184,000 | 0.22% | ||
| 36 | Brick & Kyle, Associates | 30,599 | 181,000 | 0.22% | ||
| 37 | IFP ADVISORS, INC | 26,318 | 155,000 | 0.19% | ||
| 38 | Yellowstone Partners, LLC | 25,379 | 150,000 | 0.18% | ||
| 39 | AQR ARBITRAGE LLC | 25,095 | 148,000 | 0.18% | ||
| 40 | B. Riley Wealth Advisors, Inc. | 24,407 | 144,000 | 0.17% | ||
| 41 | RAYMOND JAMES & ASSOCIATES | 24,350 | 144,000 | 0.17% | ||
| 42 | DOLIVER ADVISORS, LP | 19,932 | 118,000 | 0.14% | ||
| 43 | HighTower Advisors, LLC | 17,846 | 108,000 | 0.13% | ||
| 44 | M&T BANK CORP | 17,864 | 105,000 | 0.13% | ||
| 45 | DAVENPORT & Co LLC | 17,600 | 103,840 | 0.13% | ||
| 46 | Cetera Advisors LLC | 16,300 | 96,000 | 0.12% | ||
| 47 | INVESTMENT CENTERS OF AMERICA INC | 16,013 | 95,000 | 0.11% | ||
| 48 | TFS CAPITAL LLC | 12,191 | 72,000 | 0.09% | ||
| 49 | NWAM LLC | 12,000 | 71,000 | 0.09% | ||
| 50 | Camelot Portfolios, LLC | 11,000 | 65,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
