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Nuveen Quality PFD Income Fd
Nuveen Quality PFD Income Fd. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 69 Institutional holders with a total value of $87,290,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 1,654,535 13,766,000 15.77%
2 UBS Group AG 1,340,223 11,151,000 12.77%
3 BANK OF AMERICA CORP /DE/ 1,083,295 9,013,000 10.33%
4 LPL Financial LLC 774,852 6,486,000 7.43%
5 Invesco Ltd. 719,493 5,986,000 6.86%
6 McGowan Group Asset Management, Inc. 655,856 5,457,000 6.25%
7 WELLS FARGO & COMPANY/MN 611,550 5,088,000 5.83%
8 Raymond James Financial Services Advisors, Inc. 456,965 3,802,000 4.36%
9 MORGAN STANLEY 399,856 3,327,000 3.81%
10 Yorktown Management & Research Co Inc 295,000 2,454,000 2.81%
11 SIT INVESTMENT ASSOCIATES INC 247,041 2,055,000 2.35%
12 GUGGENHEIM CAPITAL LLC 218,446 1,818,000 2.08%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 185,867 1,546,000 1.77%
14 ENVESTNET ASSET MANAGEMENT INC 180,536 1,502,000 1.72%
15 Commonwealth Equity Services, Inc 172,018 1,431,000 1.64%
16 RAYMOND JAMES & ASSOCIATES 151,138 1,257,000 1.44%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 149,615 1,245,000 1.43%
18 IFP ADVISORS, INC 80,690 671,000 0.77%
19 Weiss Asset Management LP 78,684 655,000 0.75%
20 AMERIPRISE FINANCIAL INC 70,784 589,000 0.67%
21 CLOUGH CAPITAL PARTNERS L P 62,300 518,000 0.59%
22 Private Advisor Group, LLC 61,080 508,000 0.58%
23 AMERICAN INTERNATIONAL GROUP, INC. 60,752 505,000 0.58%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,863 465,000 0.53%
25 BAIRD FINANCIAL GROUP, INC. 55,372 461,000 0.53%
26 WEDBUSH SECURITIES INC 45,429 378,000 0.43%
27 Cambridge Investment Research Advisors, Inc. 42,858 357,000 0.41%
28 IFC Holdings Incorporated/FL 41,259 348,000 0.40%
29 SCOTIA CAPITAL INC. 41,100 342,000 0.39%
30 STIFEL FINANCIAL CORP 39,525 329,000 0.38%
31 SIGNET FINANCIAL MANAGEMENT, LLC 33,253 277,000 0.32%
32 First Allied Advisory Services, Inc. 33,713 277,000 0.32%
33 ROYAL BANK OF CANADA 27,103 225,000 0.26%
34 Capital Investment Advisors, LLC 26,425 220,000 0.25%
35 Curi Capital, LLC 26,265 219,000 0.25%
36 CITIGROUP INC 24,932 207,000 0.24%
37 MSI Financial Services Inc 24,080 200,000 0.23%
38 CHEMICAL BANK 21,000 175,000 0.20%
39 COTTAGE STREET ADVISORS LLC 20,500 171,000 0.20%
40 Cetera Advisor Networks LLC 17,858 148,000 0.17%
41 WFG Advisors, LP 16,171 135,000 0.15%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,350 120,000 0.14%
43 WealthTrust Axiom LLC 13,600 113,000 0.13%
44 SHUFRO ROSE & CO LLC 13,400 111,000 0.13% PRN
45 Transamerica Financial Advisors, LLC 12,980 108,000 0.12%
46 Horizon Kinetics LLC 12,321 103,000 0.12%
47 DAVENPORT & Co LLC 11,928 99,243 0.11%
48 Yellowstone Partners, LLC 11,650 97,000 0.11%
49 Prospera Financial Services Inc 11,045 92,000 0.11%
50 Columbia Asset Management 10,000 89,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.