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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 202 holdings with a total value of $638,367,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CONOCOPHILLIPS 58,673 4,052,000 0.63%
52 SELECT SECTOR SPDR TR 85,679 4,046,000 0.63%
53 WAL-MART STORES INC 46,424 3,987,000 0.62%
54 NOVARTIS A G 42,816 3,967,000 0.62%
55 ISHARES TR 26,519 3,840,000 0.60%
56 3M CO 23,218 3,815,000 0.60%
57 CATERPILLAR INC 41,123 3,764,000 0.59%
58 AMERICAN EXPRESS CO 39,876 3,711,000 0.58%
59 UNITEDHEALTH GROUP INC 36,530 3,693,000 0.58%
60 NIKE INC 38,340 3,687,000 0.58%
61 COVIDIEN PLC 34,948 3,575,000 0.56%
62 ALTRIA GROUP INC 67,395 3,321,000 0.52%
63 ISHARES TR 79,321 3,128,000 0.49%
64 GRAINGER W W INC 12,259 3,124,000 0.49%
65 Market Vectors Agribusiness ET 59,395 3,120,000 0.49%
66 GOOGLE INC 5,805 3,055,000 0.48%
67 GOLDMAN SACHS GROUP INC 15,621 3,027,000 0.47%
68 US BANCORP DEL 67,330 3,026,000 0.47%
69 ISHARES NASDAQ BIOTECHNOLOGY ETF 5,667 3,007,000 0.47%
70 AUTOLIV INC 28,083 2,980,000 0.47%
71 PRAXAIR INC 22,756 2,949,000 0.46%
72 BOEING CO 22,609 2,938,000 0.46%
73 HONEYWELL INTL INC 28,307 2,828,000 0.44%
74 GENERAL MLS INC 49,130 2,620,000 0.41%
75 SELECT SECTOR SPDR TR 63,180 2,612,000 0.41%
76 MONSANTO CO NEW 21,356 2,551,000 0.40%
77 TORONTO DOMINION BK ONT 53,106 2,537,000 0.40%
78 CLOROX CO DEL 24,089 2,510,000 0.39%
79 SPDR SER TR 61,565 2,505,000 0.39%
80 SOUTHERN CO 50,319 2,471,000 0.39%
81 SELECT SECTOR SPDR TR 50,404 2,449,000 0.38%
82 SPDR DOW JONES INDL AVRG ETF 13,725 2,442,000 0.38%
83 TJX COS INC NEW 35,100 2,407,000 0.38%
84 NORFOLK SOUTHERN CORP 21,636 2,372,000 0.37%
85 EXPRESS SCRIPTS HLDG CO 27,566 2,334,000 0.37%
86 APACHE CORP 36,347 2,278,000 0.36%
87 ECOLAB INC 20,886 2,183,000 0.34%
88 FISERV INC 29,833 2,117,000 0.33%
89 AIR PRODS & CHEMS INC 14,647 2,112,000 0.33%
90 ILLINOIS TOOL WKS INC 22,231 2,105,000 0.33%
91 SELECT SECTOR SPDR TR 27,786 2,004,000 0.31%
92 VANGUARD INDEX FDS 24,362 1,974,000 0.31%
93 E M C CORP MASS COM 64,875 1,930,000 0.30%
94 MICROCHIP TECHNOLOGY 42,286 1,908,000 0.30%
95 SELECT SECTOR SPDR TR 74,624 1,845,000 0.29%
96 SELECT SECTOR SPDR TR 32,285 1,827,000 0.29%
97 VANGUARD INTL EQUITY INDEX F 45,529 1,822,000 0.29%
98 EMERSON ELEC CO 28,465 1,757,000 0.28%
99 AMERICAN WTR WKS CO INC NEW 31,974 1,704,000 0.27%
100 YUM BRANDS INC 21,390 1,558,000 0.24%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-003948, filed 2015.02.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.