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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 197 holdings with a total value of $572,571,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ALPHABET INC 5,679 3,930,000 0.69%
52 QUALCOMM INC 72,673 3,893,000 0.68%
53 ISHARES TR 26,006 3,885,000 0.68%
54 DOMINION ENERGY INC 47,353 3,690,000 0.64%
55 GENERAL MLS INC 51,273 3,657,000 0.64%
56 NOVARTIS A G 43,743 3,609,000 0.63%
57 SELECT SECTOR SPDR TR 68,108 3,573,000 0.62%
58 ISHARES TR 86,669 3,457,000 0.60%
59 SPDR SER TR 88,591 3,402,000 0.59%
60 3M CO 19,039 3,335,000 0.58%
61 ALPHABET INC 4,722 3,322,000 0.58%
62 NIKE INC 56,490 3,118,000 0.54%
63 FISERV INC 27,750 3,018,000 0.53%
64 PRUDENTIAL FINL INC 41,738 2,977,000 0.52%
65 AUTOLIV INC 26,235 2,819,000 0.49%
66 CATERPILLAR INC 36,410 2,760,000 0.48%
67 BOEING CO 20,472 2,658,000 0.46%
68 MEDTRONIC PLC 30,560 2,652,000 0.46%
69 TJX COS INC NEW 34,124 2,635,000 0.46%
70 SOUTHERN CO 47,439 2,545,000 0.44%
71 US BANCORP DEL 62,823 2,534,000 0.44%
72 WAL-MART STORES INC 34,444 2,515,000 0.44%
73 CLOROX CO DEL 17,407 2,409,000 0.42%
74 AMERICAN WTR WKS CO INC NEW 27,384 2,315,000 0.40%
75 VANGUARD INDEX FDS 25,951 2,301,000 0.40%
76 ISHARES TR 66,730 2,293,000 0.40%
77 ECOLAB INC 19,198 2,277,000 0.40%
78 MICROCHIP TECHNOLOGY 43,971 2,232,000 0.39%
79 WALGREENS BOOTS ALLIANCE INC 26,561 2,212,000 0.39%
80 AMERICAN EXPRESS CO 35,310 2,145,000 0.37%
81 PRAXAIR INC 18,734 2,106,000 0.37%
82 SELECT SECTOR SPDR TR 48,244 2,093,000 0.37%
83 GRAINGER W W INC 9,119 2,072,000 0.36%
84 VANECK VECTORS ETF TR 41,014 1,970,000 0.34%
85 CONOCOPHILLIPS 43,358 1,890,000 0.33%
86 AIR PRODS & CHEMS INC 13,105 1,861,000 0.33%
87 SELECT SECTOR SPDR TR 23,726 1,852,000 0.32%
88 MONSANTO CO NEW 17,672 1,828,000 0.32%
89 HOME DEPOT INC 13,901 1,775,000 0.31%
90 APACHE CORP 31,804 1,770,000 0.31%
91 E M C CORP MASS COM 58,436 1,588,000 0.28%
92 SELECT SECTOR SPDR TR 33,685 1,561,000 0.27%
93 MONDELEZ INTL INC 34,227 1,558,000 0.27%
94 SPDR DOW JONES INDL AVRG ETF 8,635 1,546,000 0.27%
95 DOW CHEM CO 29,992 1,491,000 0.26%
96 EXPRESS SCRIPTS HLDG CO 19,228 1,457,000 0.25%
97 NORFOLK SOUTHERN CORP 16,682 1,420,000 0.25%
98 GOLDMAN SACHS GROUP INC 9,453 1,404,000 0.25%
99 VANGUARD INTL EQUITY INDEX F 38,957 1,372,000 0.24%
100 SELECT SECTOR SPDR TR 24,387 1,366,000 0.24%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-074911, filed 2016.08.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.