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Institutional Investment Manager
SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC (CIK: 0000908195) incorporated in New York, located at 600 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 266 holdings with a total value of $904,267,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 HARRIS & HARRIS GROUP INC 88,500 142,000 0.02%
252 RTI SURGICAL HOLDINGS INC COM 38,500 138,000 0.02%
253 VOYA PRIME RATE TR 26,000 133,000 0.01% PRN
254 NUVEEN CR STRATEGIES INCOME FD COM SHS 15,300 124,000 0.01% PRN
255 TICC CAPITAL CORP 22,000 116,000 0.01%
256 MORGAN STANLEY EMER MKTS DEB 12,450 115,000 0.01% PRN
257 FREQUENCY ELECTRS INC 11,191 104,000 0.01%
258 NUVEEN PFD INCOME OPPORTUN 10,000 100,000 0.01% PRN
259 MITCHAM INDS 20,100 75,000 0.01%
260 MFC BANCORP LTD 29,350 64,000 0.01%
261 ARALEZ PHARMACEUTICALS INC 16,487 54,000 0.01%
262 ARTS WAY MFG INC 17,775 53,000 0.01%
263 DREYFUS HIGH YIELD STRATEGIE 15,275 51,000 0.01% PRN
264 EQUUS TOTAL RETURN INC 17,735 32,000 0.00%
265 SCHMITT INDS INC ORE 15,000 28,000 0.00%
266 CASTLE A M & CO 13,000 21,000 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004173, filed 2016.08.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.