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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 96 Institutional holders with a total value of $134,870,692.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 McGowan Group Asset Management, Inc. 2,366,773 23,715,000 17.58%
2 WELLS FARGO & COMPANY/MN 1,573,597 15,767,000 11.69%
3 COHEN & STEERS, INC. 1,251,594 12,541,000 9.30%
4 Invesco Ltd. 913,297 9,151,000 6.79%
5 MORGAN STANLEY 808,659 8,103,000 6.01%
6 AEGON ASSET MANAGEMENT UK PLC 785,140 7,867,103 5.83%
7 UBS Group AG 713,790 7,152,000 5.30%
8 Jacobus Wealth Management, Inc. 470,409 4,713,000 3.49%
9 BANK OF AMERICA CORP /DE/ 367,370 3,681,000 2.73%
10 LPL Financial LLC 345,112 3,541,000 2.63%
11 Capital Investment Advisors, LLC 332,968 3,336,000 2.47%
12 ROYAL BANK OF CANADA 239,444 2,399,000 1.78%
13 DIXON HUBARD FEINOUR & BROWN INC/VA 225,250 2,257,000 1.67%
14 BANK OF MONTREAL /CAN/ 184,000 1,844,000 1.37%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 143,883 1,439,000 1.07%
16 ENVESTNET ASSET MANAGEMENT INC 141,862 1,421,000 1.05%
17 Oxbow Advisors, LLC 130,899 1,312,000 0.97%
18 STIFEL FINANCIAL CORP 117,557 1,180,000 0.87%
19 SeaBridge Investment Advisors LLC 116,780 1,170,000 0.87%
20 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 113,753 1,140,000 0.85%
21 Commonwealth Equity Services, Inc 106,472 1,067,000 0.79%
22 E&G Advisors, LP 100,000 1,002,000 0.74%
23 GUGGENHEIM CAPITAL LLC 94,853 950,000 0.70%
24 FIRST TRUST ADVISORS LP 93,556 937,000 0.69%
25 IFC Holdings Incorporated/FL 91,630 916,000 0.68%
26 OPPENHEIMER & CO INC 87,767 879,000 0.65%
27 AMERIPRISE FINANCIAL INC 86,488 867,000 0.64%
28 Vident Investment Advisory, LLC 86,093 863,000 0.64%
29 Cetera Advisor Networks LLC 84,662 848,000 0.63%
30 Global Endowment Management, LP 75,800 760,000 0.56%
31 Cambridge Investment Research Advisors, Inc. 73,723 739,000 0.55%
32 MERIDIAN INVESTMENT COUNSEL INC. 71,250 714,000 0.53%
33 STARFIRE INVESTMENT ADVISERS, INC. 66,640 667,732 0.50%
34 VSR Financial Services, Inc. 62,120 622,000 0.46%
35 Horizon Kinetics LLC 51,572 517,000 0.38%
36 Prospera Financial Services Inc 46,540 466,000 0.35%
37 NOESIS CAPITAL MANGEMENT CORP 45,400 455,000 0.34%
38 OPTIMUM INVESTMENT ADVISORS 45,095 452,000 0.34%
39 OTA Financial Group L.P. 44,674 447,000 0.33%
40 JANUS HENDERSON INVESTORS US LLC 42,543 426,000 0.32%
41 IFP ADVISORS, INC 34,001 341,000 0.25%
42 TELEMUS CAPITAL, LLC 31,300 314,000 0.23%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,851 309,000 0.23%
44 QUEST INVESTMENT MANAGEMENT LLC 30,000 301,000 0.22%
45 Winslow, Evans & Crocker, Inc. 28,186 282,414 0.21%
46 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 28,000 280,000 0.21%
47 Raymond James Financial Services Advisors, Inc. 25,173 252,000 0.19%
48 Creative Planning 24,410 245,000 0.18%
49 CHOREO, LLC 24,250 245,000 0.18%
50 ADVISOR GROUP, INC. 23,302 231,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.